SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.44%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.3B
AUM Growth
+$1.3B
Cap. Flow
-$18.9M
Cap. Flow %
-1.45%
Top 10 Hldgs %
23.97%
Holding
278
New
5
Increased
3
Reduced
56
Closed
5

Top Buys

1
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
$6.71M
2
ICVT icon
iShares Convertible Bond ETF
ICVT
$4.99M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$4.17M
4
ALB.PRA icon
Albemarle Corp Depositary Shares
ALB.PRA
$4.11M
5
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$4.08M

Top Sells

1
NEE.PRR icon
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$14.4M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$6.29M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
$5.66M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$5.62M
5
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$5.4M

Sector Composition

1 Technology 1.34%
2 Financials 0.47%
3 Communication Services 0.45%
4 Healthcare 0.37%
5 Consumer Discretionary 0.33%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$95.4M 7.33% 174,267 -1,998 -1% -$1.09M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$24.2M 1.86% 20,338 -360 -2% -$428K
APO.PRA icon
3
Apollo Global Management Series A
APO.PRA
$2.06B
$20.4M 1.57% 310,520 -10,460 -3% -$686K
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.84B
$20.3M 1.56% 16,954 -303 -2% -$363K
VXUS icon
5
Vanguard Total International Stock ETF
VXUS
$102B
$16.7M 1.28% 276,279 -11,149 -4% -$672K
LQD icon
6
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.5B
$15.6M 1.2% 145,551 -4,584 -3% -$491K
ALB.PRA icon
7
Albemarle Corp Depositary Shares
ALB.PRA
$1.82B
$8.87M 0.68% 193,925 +89,760 +86% +$4.11M
FLOT icon
8
iShares Floating Rate Bond ETF
FLOT
$9.15B
$8.77M 0.67% 171,684 -1,712 -1% -$87.5K
GTLS.PRB icon
9
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$569M
$8.53M 0.66% 149,715 -21,135 -12% -$1.2M
BKLN icon
10
Invesco Senior Loan ETF
BKLN
$6.97B
$8.04M 0.62% 381,917 +129,775 +51% +$2.73M
IEF icon
11
iShares 7-10 Year Treasury Bond ETF
IEF
$35.7B
$6.9M 0.53% 73,720 -59,984 -45% -$5.62M
JAAA icon
12
Janus Henderson AAA CLO ETF
JAAA
$24.9B
$6.71M 0.52% +131,882 New +$6.71M
LMBS icon
13
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$6.63M 0.51% 138,038 -1,551 -1% -$74.5K
IYW icon
14
iShares US Technology ETF
IYW
$22.9B
$5.93M 0.46% 39,420 -730 -2% -$110K
BUFR icon
15
FT Vest Fund of Buffer ETFs
BUFR
$7.31B
$5.25M 0.4% 181,704 -3,442 -2% -$99.5K
MSFT icon
16
Microsoft
MSFT
$3.77T
$5.18M 0.4% 11,586 -9 -0.1% -$4.02K
RBCP
17
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$5.01M 0.38% 41,215 -22,605 -35% -$2.75M
ICVT icon
18
iShares Convertible Bond ETF
ICVT
$2.8B
$4.99M 0.38% +63,419 New +$4.99M
IEMG icon
19
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
$4.52M 0.35% 84,503 -2,645 -3% -$142K
QUAL icon
20
iShares MSCI USA Quality Factor ETF
QUAL
$54.2B
$4.17M 0.32% +24,420 New +$4.17M
SHYG icon
21
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.28B
$4.08M 0.31% +96,713 New +$4.08M
NVDA icon
22
NVIDIA
NVDA
$4.24T
$4.01M 0.31% 32,485 +29,234 +899% +$3.61M
IWN icon
23
iShares Russell 2000 Value ETF
IWN
$11.8B
$3.77M 0.29% 24,755 -14,514 -37% -$2.21M
HDEF icon
24
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.13B
$3.52M 0.27% 144,211 -3,080 -2% -$75.1K
AAPL icon
25
Apple
AAPL
$3.45T
$3.32M 0.25% 15,740 -16 -0.1% -$3.37K
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