SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
-0.08%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.66B
AUM Growth
+$1.66B
Cap. Flow
+$15.9M
Cap. Flow %
0.96%
Top 10 Hldgs %
24.89%
Holding
350
New
6
Increased
35
Reduced
12
Closed
16

Top Buys

1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$7.55M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$6.32M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$4.59M
4
FIW icon
First Trust Water ETF
FIW
$3.74M
5
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$2.47M

Top Sells

1
SWT
Stanley Black & Decker, Inc.
SWT
$4.68M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$3.44M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$2.05M
4
PAVE icon
Global X US Infrastructure Development ETF
PAVE
$1.74M
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
$1.03M

Sector Composition

1 Technology 0.97%
2 Financials 0.56%
3 Communication Services 0.49%
4 Consumer Discretionary 0.46%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$81.3M 4.9% 188,661 +14,673 +8% +$6.32M
AGG icon
2
iShares Core US Aggregate Bond ETF
AGG
$131B
$20.6M 1.24% 179,305 +3,886 +2% +$446K
NEE.PRP
3
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$19.4M 1.17% 381,220 +90,100 +31% +$4.59M
VXUS icon
4
Vanguard Total International Stock ETF
VXUS
$102B
$17.5M 1.05% 276,064 -16,263 -6% -$1.03M
SWT
5
DELISTED
Stanley Black & Decker, Inc.
SWT
$11.7M 0.71% 111,068 -44,470 -29% -$4.68M
FPE icon
6
First Trust Preferred Securities and Income ETF
FPE
$6.1B
$9.7M 0.59% 472,235 +107,426 +29% +$2.21M
CFXA
7
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$8.9M 0.54% 47,806 -950 -2% -$177K
FTSL icon
8
First Trust Senior Loan Fund ETF
FTSL
$2.4B
$8.05M 0.49% 168,280 +6,755 +4% +$323K
RBCP
9
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$7.55M 0.46% +68,490 New +$7.55M
TBF icon
10
ProShares Short 20+ Year Treasury ETF
TBF
$71.9M
$7.06M 0.43% 423,000 – –
LMBS icon
11
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$7.03M 0.42% 139,091 -40,466 -23% -$2.05M
IYW icon
12
iShares US Technology ETF
IYW
$22.9B
$6.85M 0.41% 67,661 +20,618 +44% +$2.09M
IWD icon
13
iShares Russell 1000 Value ETF
IWD
$63.5B
$5.89M 0.36% 37,656 +996 +3% +$156K
ELAT
14
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$5.73M 0.35% 116,735 +50,350 +76% +$2.47M
AAPL icon
15
Apple
AAPL
$3.45T
$4.67M 0.28% 32,997 +41 +0.1% +$5.8K
MSFT icon
16
Microsoft
MSFT
$3.77T
$4.57M 0.28% 16,180 +12 +0.1% +$3.39K
NEE.PRO
17
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$4.45M 0.27% 76,095 – –
FIW icon
18
First Trust Water ETF
FIW
$1.94B
$3.74M 0.23% +43,900 New +$3.74M
FLG.PRU
19
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$3.52M 0.21% 67,000 – –
ANGL icon
20
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.05B
$3.35M 0.2% 101,461 +5,962 +6% +$197K
IWM icon
21
iShares Russell 2000 ETF
IWM
$67B
$3.12M 0.19% 14,270 +630 +5% +$138K
GOOGL icon
22
Alphabet (Google) Class A
GOOGL
$2.57T
$3.06M 0.18% 1,145 – –
XLF icon
23
Financial Select Sector SPDR Fund
XLF
$54.1B
$3.01M 0.18% 80,186 +2,385 +3% +$89.5K
EUFN icon
24
iShares MSCI Europe Financials ETF
EUFN
$4.38B
$2.97M 0.18% 151,541 +30,754 +25% +$603K
XLE icon
25
Energy Select Sector SPDR Fund
XLE
$27.6B
$2.94M 0.18% 56,530 +1,607 +3% +$83.7K
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