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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.66B
AUM Growth
+$111M
Cap. Flow
-$1.11B
Cap. Flow %
-66.85%
Top 10 Hldgs %
24.89%
Holding
327
New
6
Increased
34
Reduced
12
Closed
16

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$7.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.5M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$4.71M
4
FIW icon
First Trust Water ETF
FIW
+$3.85M
5
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$2.62M

Top Sells

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$5.15M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$3.51M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.05M
4
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$1.74M
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.06M

Sector Composition

Rank Sector Weight
1 Technology 0.97%
2 Financials 0.56%
3 Communication Services 0.49%
4 Consumer Discretionary 0.46%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$872B
$81.3M 4.9%
188,661
+14,673
+8% +$6.5M
AGG icon
2
iShares Core US Aggregate Bond ETF
AGG
$138B
$20.6M 1.24%
179,305
+3,886
+2% +$450K
NEE.PRP
3
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$19.4M 1.17%
381,220
+90,100
+31% +$4.71M
VXUS icon
4
Vanguard Total International Stock ETF
VXUS
$155B
$17.5M 1.05%
276,064
-16,263
-6% -$1.06M
SWT
5
DELISTED
Stanley Black & Decker, Inc.
SWT
$11.7M 0.71%
111,068
-44,470
-29% -$5.15M
FPE icon
6
First Trust Preferred Securities and Income ETF
FPE
$6.31B
$9.7M 0.59%
472,235
+107,426
+29% +$2.22M
CFXA
7
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$8.9M 0.54%
47,806
-950
-2% -$180K
FTSL icon
8
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$8.05M 0.49%
168,280
+6,755
+4% +$324K
RBCP
9
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$7.55M 0.46%
+68,490
New +$7.93M
TBF icon
10
ProShares Short 20+ Year Treasury ETF
TBF
$87.3M
$7.06M 0.43%
423,000
– –
LMBS icon
11
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.36B
$7.03M 0.42%
139,091
-40,466
-23% -$2.05M
IYW icon
12
iShares US Technology ETF
IYW
$23.5B
$6.85M 0.41%
67,661
+20,618
+44% +$2.15M
IWD icon
13
iShares Russell 1000 Value ETF
IWD
$81.8B
$5.89M 0.36%
37,656
+996
+3% +$160K
ELAT
14
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$5.73M 0.35%
116,735
+50,350
+76% +$2.62M
AAPL icon
15
Apple
AAPL
$4.9T
$4.67M 0.28%
32,997
+41
+0.1% +$6.04K
MSFT icon
16
Microsoft
MSFT
$3.35T
$4.57M 0.28%
16,180
+12
+0.1% +$3.49K
NEE.PRO
17
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$4.45M 0.27%
76,095
– –
FIW icon
18
First Trust Water ETF
FIW
$1.85B
$3.74M 0.23%
+43,900
New +$3.85M
FLG.PRU
19
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$3.52M 0.21%
67,000
– –
ANGL icon
20
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$3.35M 0.2%
101,461
+5,962
+6% +$197K
IWM icon
21
iShares Russell 2000 ETF
IWM
$80.2B
$3.12M 0.19%
14,270
+630
+5% +$140K
GOOGL icon
22
Alphabet (Google) Class A
GOOGL
$4.08T
$3.06M 0.18%
22,900
– –
XLF icon
23
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$3.01M 0.18%
80,186
+2,385
+3% +$89.2K
EUFN icon
24
iShares MSCI Europe Financials ETF
EUFN
$4.14B
$2.97M 0.18%
151,541
+30,754
+25% +$609K
XLE icon
25
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$2.94M 0.18%
113,060
+3,214
+3% +$79.6K
1
2 3 4 5

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VIP
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CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
DP
DDD Partners Bellevue, Washington $1.45B AUM 9.14% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
AT
Avalon Trust Santa Fe, New Mexico $1.45B AUM 35.31% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
Corda Investment Management Houston, Texas $1.45B AUM 22.99% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

SSI Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, SSI Investment Management held 327 positions worth $1.66B, up 7.2% from $1.55B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SSI Investment Management withdrew a net $1.11B in Q3 2021, closing 16 positions and reducing 12 holdings. Its most notable exit was Global X US Infrastructure Development ETF, an estimated $1.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.97% of assets, down from 1.1% a quarter earlier, followed by Financials and Communication Services.

Against the trend, SSI Investment Management opened a new position in RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock worth $7.55M.

  • SSI Investment Management's largest Q3 2021 buy was RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock: 68,490 shares worth $7.55M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $6.5M increase.
  • SSI Investment Management's biggest Q3 2021 reduction was Stanley Black & Decker, Inc., cutting an estimated $5.15M.
  • SSI Investment Management fully exited Global X US Infrastructure Development ETF in Q3 2021, selling an estimated $1.74M.
  • SSI Investment Management's ten largest holdings make up 25% of its $1.66B portfolio in Q3 2021.
  • SSI Investment Management opened 6 new positions and closed 16 in Q3 2021.
  • SSI Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.66B.

Based on SSI Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.