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SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.42B
AUM Growth
-$154M
Cap. Flow
-$1.05B
Cap. Flow %
-74.07%
Top 10 Hldgs %
25.78%
Holding
288
New
5
Increased
6
Reduced
84
Closed
32

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$16.1M
2
NEE.PRR
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
+$13.2M
3
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
+$7.65M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$6.94M
5
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$5.57M

Top Sells

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$25.7M
2
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
+$15.6M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.74M
4
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$7.18M
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 0.79%
2 Healthcare 0.41%
3 Financials 0.36%
4 Consumer Discretionary 0.3%
5 Communication Services 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$878B
$73.8M 5.18%
179,554
-19,314
-10% -$7.74M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
$26.5M 1.86%
23,031
-294
-1% -$353K
NEE.PRR
3
DELISTED
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$24M 1.69%
521,140
+277,875
+114% +$13.2M
VXUS icon
4
Vanguard Total International Stock ETF
VXUS
$155B
$20.2M 1.42%
365,786
-124,569
-25% -$6.81M
IEF icon
5
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$18.9M 1.33%
191,129
+15,456
+9% +$1.51M
BIL icon
6
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$16.2M 1.14%
+176,285
New +$16.1M
KKR.PRC
7
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$13.4M 0.94%
211,332
+85,860
+68% +$5.57M
BSX.PRA
8
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$11.1M 0.78%
92,185
-335
-0.4% -$38.5K
FLOT icon
9
iShares Floating Rate Bond ETF
FLOT
$10.2B
$10.3M 0.73%
205,347
+21,696
+12% +$1.09M
PCGU
10
DELISTED
PG&E Corporation
PCGU
$9.78M 0.69%
69,010
-2,295
-3% -$320K
BDXB
11
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$7.77M 0.55%
156,030
-545
-0.3% -$27K
APTV.PRA
12
DELISTED
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$7.68M 0.54%
+62,440
New +$7.65M
QUAL icon
13
iShares MSCI USA Quality Factor ETF
QUAL
$46.4B
$7.17M 0.5%
+57,783
New +$6.94M
AEPPZ
14
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$6.97M 0.49%
138,970
-64,985
-32% -$3.29M
LMBS icon
15
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$6.85M 0.48%
143,059
-49,670
-26% -$2.38M
CWB icon
16
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$5.05M 0.35%
75,284
-56,280
-43% -$3.77M
LQD icon
17
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$5.02M 0.35%
+45,806
New +$4.96M
AESC
18
DELISTED
The AES Corporation
AESC
$4.68M 0.33%
52,005
+55
+0.1% +$5.15K
IEMG icon
19
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$4.4M 0.31%
90,133
-1,184
-1% -$58.1K
BAC.PRL icon
20
Bank of America Series L
BAC.PRL
$3.97B
$3.95M 0.28%
3,445
+75
+2% +$89.9K
NIMC
21
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$3.81M 0.27%
36,640
-69,285
-65% -$7.18M
MSFT icon
22
Microsoft
MSFT
$3.45T
$3.8M 0.27%
13,170
-2,688
-17% -$686K
TBF icon
23
ProShares Short 20+ Year Treasury ETF
TBF
$87.9M
$3.49M 0.24%
165,000
-15,000
-8% -$324K
AAPL icon
24
Apple
AAPL
$4.54T
$3.25M 0.23%
19,688
-5,508
-22% -$813K
FPE icon
25
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$2.91M 0.2%
182,500
-71,977
-28% -$1.24M
1
2 3 4 5

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CHAM
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DP
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HTI
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AT
Avalon Trust Santa Fe, New Mexico $1.45B AUM 35.31% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
Corda Investment Management Houston, Texas $1.45B AUM 22.99% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

SSI Investment Management's Q1 2023 Portfolio in Review

As of Q1 2023, SSI Investment Management held 288 positions worth $1.42B, down 9.8% from $1.58B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

SSI Investment Management withdrew a net $1.05B in Q1 2023, closing 32 positions and reducing 84 holdings. Its most notable exit was NextEra Energy, Inc. 5.279% Corporate Units, an estimated $25.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.79% of assets, up from 0.74% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SSI Investment Management opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $16.2M.

  • SSI Investment Management's largest Q1 2023 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 176,285 shares worth $16.2M.
  • SSI Investment Management added most to NextEra Energy, Inc. 6.926% Corporate Units in Q1 2023, an estimated $13.2M increase.
  • SSI Investment Management's biggest Q1 2023 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.74M.
  • SSI Investment Management fully exited NextEra Energy, Inc. 5.279% Corporate Units in Q1 2023, selling an estimated $25.7M.
  • SSI Investment Management's ten largest holdings make up 26% of its $1.42B portfolio in Q1 2023.
  • SSI Investment Management opened 5 new positions and closed 32 in Q1 2023.
  • SSI Investment Management's portfolio value fell 9.8% quarter-over-quarter to $1.42B.

Based on SSI Investment Management's 13F filing for Q1 2023, filed 15 May 2023.