SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.92%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.42B
AUM Growth
+$1.42B
Cap. Flow
-$48M
Cap. Flow %
-3.37%
Top 10 Hldgs %
25.78%
Holding
323
New
5
Increased
6
Reduced
84
Closed
32

Top Buys

1
BIL icon
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$16.2M
2
NEE.PRR icon
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$12.8M
3
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$7.68M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$7.17M
5
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$5.44M

Top Sells

1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$25.7M
2
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$15.6M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$7.94M
4
NIMC
NiSource Inc. Series A Corporate Units
NIMC
$7.21M
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
$6.88M

Sector Composition

1 Technology 0.79%
2 Healthcare 0.41%
3 Financials 0.36%
4 Consumer Discretionary 0.3%
5 Communication Services 0.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$73.8M 5.18% 179,554 -19,314 -10% -$7.94M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$26.5M 1.86% 23,031 -294 -1% -$339K
NEE.PRR icon
3
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$1.64B
$24M 1.69% 521,140 +277,875 +114% +$12.8M
VXUS icon
4
Vanguard Total International Stock ETF
VXUS
$102B
$20.2M 1.42% 365,786 -124,569 -25% -$6.88M
IEF icon
5
iShares 7-10 Year Treasury Bond ETF
IEF
$35.7B
$18.9M 1.33% 191,129 +15,456 +9% +$1.53M
BIL icon
6
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$42.1B
$16.2M 1.14% +176,285 New +$16.2M
KKR.PRC
7
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$13.4M 0.94% 211,332 +85,860 +68% +$5.44M
BSX.PRA
8
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$11.1M 0.78% 92,185 -335 -0.4% -$40.4K
FLOT icon
9
iShares Floating Rate Bond ETF
FLOT
$9.15B
$10.3M 0.73% 205,347 +21,696 +12% +$1.09M
PCGU
10
DELISTED
PG&E Corporation
PCGU
$9.78M 0.69% 69,010 -2,295 -3% -$325K
BDXB
11
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$7.77M 0.55% 156,030 -545 -0.3% -$27.1K
APTV.PRA
12
DELISTED
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$7.68M 0.54% +62,440 New +$7.68M
QUAL icon
13
iShares MSCI USA Quality Factor ETF
QUAL
$54.2B
$7.17M 0.5% +57,783 New +$7.17M
AEPPZ
14
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$6.97M 0.49% 138,970 -64,985 -32% -$3.26M
LMBS icon
15
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$6.85M 0.48% 143,059 -49,670 -26% -$2.38M
CWB icon
16
SPDR Bloomberg Convertible Securities ETF
CWB
$4.41B
$5.05M 0.35% 75,284 -56,280 -43% -$3.77M
LQD icon
17
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.5B
$5.02M 0.35% +45,806 New +$5.02M
AESC
18
DELISTED
The AES Corporation
AESC
$4.68M 0.33% 52,005 +55 +0.1% +$4.95K
IEMG icon
19
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
$4.4M 0.31% 90,133 -1,184 -1% -$57.8K
BAC.PRL icon
20
Bank of America Series L
BAC.PRL
$3.84B
$3.95M 0.28% 3,445 +75 +2% +$86.1K
NIMC
21
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$3.81M 0.27% 36,640 -69,285 -65% -$7.21M
MSFT icon
22
Microsoft
MSFT
$3.77T
$3.8M 0.27% 13,170 -2,688 -17% -$775K
TBF icon
23
ProShares Short 20+ Year Treasury ETF
TBF
$71.9M
$3.49M 0.24% 165,000 -15,000 -8% -$317K
AAPL icon
24
Apple
AAPL
$3.45T
$3.25M 0.23% 19,688 -5,508 -22% -$908K
FPE icon
25
First Trust Preferred Securities and Income ETF
FPE
$6.1B
$2.91M 0.2% 182,500 -71,977 -28% -$1.15M
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