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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.61%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.13B
AUM Growth
+$86.6M
Cap. Flow
-$633M
Cap. Flow %
-56.04%
Top 10 Hldgs %
23.38%
Holding
299
New
12
Increased
16
Reduced
102
Closed
5

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.13M
2
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$6.76M
3
SWNC
Southwestern Energy Company
SWNC
+$4.16M
4
RYAM.PRA
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
+$3.84M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.63M

Top Sells

Rank Stock Value
1
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$6.94M
2
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$4.59M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.04M
4
SRCLP
Stericycle, Inc
SRCLP
+$1.94M
5
WPXP
WPX Energy, Inc.
WPXP
+$1.66M

Sector Composition

Rank Sector Weight
1 Financials 0.62%
2 Healthcare 0.57%
3 Industrials 0.5%
4 Technology 0.49%
5 Communication Services 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$46M 4.07%
211,362
+32,784
+18% +$7.13M
HYG icon
2
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$40.1M 3.55%
460,000
– –
AGN.PRA
3
DELISTED
Allergan plc
AGN.PRA
$26.9M 2.38%
32,797
+366
+1% +$316K
WFC.PRL icon
4
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$23M 2.04%
17,608
-548
-3% -$735K
BAC.PRL icon
5
Bank of America Series L
BAC.PRL
$3.95B
$18.4M 1.63%
15,097
-1,662
-10% -$2.04M
AGG icon
6
iShares Core US Aggregate Bond ETF
AGG
$138B
$15.2M 1.34%
135,106
+2,445
+2% +$275K
FTRPR
7
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$14.6M 1.29%
174,422
-933
-0.5% -$86.3K
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$12M 1.06%
55,278
+1,110
+2% +$240K
SWNC
9
DELISTED
Southwestern Energy Company
SWNC
$11.1M 0.98%
351,115
+128,875
+58% +$4.16M
ANTX
10
DELISTED
Anthem, Inc.
ANTX
$9.89M 0.87%
227,407
+25,180
+12% +$1.11M
AMT.PRA
11
DELISTED
American Tower Corporation
AMT.PRA
$8.7M 0.77%
78,684
-413
-0.5% -$46.1K
WPXP
12
DELISTED
WPX Energy, Inc.
WPXP
$8.59M 0.76%
139,870
-30,797
-18% -$1.66M
DCUC
13
DELISTED
Dominion Energy, Inc.
DCUC
$8.5M 0.75%
170,295
-5,585
-3% -$287K
FLOT icon
14
iShares Floating Rate Bond ETF
FLOT
$10.1B
$7.89M 0.7%
155,431
+51,967
+50% +$2.63M
NEE.PRQ
15
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$6.51M 0.58%
+110,070
New +$6.76M
WELL.PRI
16
DELISTED
Welltower Inc.
WELL.PRI
$6.51M 0.58%
97,866
+1,365
+1% +$93.7K
IWD icon
17
iShares Russell 1000 Value ETF
IWD
$82B
$6.42M 0.57%
60,761
+1,111
+2% +$117K
TMUSP
18
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$5.97M 0.53%
76,490
-368
-0.5% -$28.4K
KEY.PRG
19
DELISTED
KeyCorp Pfd
KEY.PRG
$5.89M 0.52%
43,304
-1,167
-3% -$159K
TSNU
20
DELISTED
Tyson Foods, Inc.
TSNU
$5.62M 0.5%
68,575
+123
+0.2% +$9.9K
FEX icon
21
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$5.19M 0.46%
111,002
+1,820
+2% +$84.8K
KMI.PRA
22
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$4.49M 0.4%
89,915
-410
-0.5% -$20.3K
RYAM.PRA
23
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$4.17M 0.37%
+40,000
New +$3.84M
IYW icon
24
iShares US Technology ETF
IYW
$23.7B
$3.97M 0.35%
133,484
-26,432
-17% -$757K
IRDMB
25
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$3.74M 0.33%
12,496
-500
-4% -$153K
1
2 3 4 5

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CHAM
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DP
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HTI
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AT
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SIA
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CIM
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BFA
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SSI Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, SSI Investment Management held 299 positions worth $1.13B, up 8.3% from $1.04B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $633M in Q3 2016, closing 5 positions and reducing 102 holdings. Its most notable exit was NEXTERA ENERGY INC EQUITY UNIT, an estimated $6.94M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.62% of assets, down from 0.7% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, SSI Investment Management opened a new position in NextEra Energy, Inc. worth $6.51M.

  • SSI Investment Management's largest Q3 2016 buy was NextEra Energy, Inc.: 110,070 shares worth $6.51M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q3 2016, an estimated $7.13M increase.
  • SSI Investment Management's biggest Q3 2016 reduction was Crown Castle International Corp., cutting an estimated $4.59M.
  • SSI Investment Management fully exited NEXTERA ENERGY INC EQUITY UNIT in Q3 2016, selling an estimated $6.94M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.13B portfolio in Q3 2016.
  • SSI Investment Management opened 12 new positions and closed 5 in Q3 2016.
  • SSI Investment Management's portfolio value rose 8.3% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q3 2016, filed 14 Nov 2016.