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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.8%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$975M
AUM Growth
-$1.77M
Cap. Flow
-$553M
Cap. Flow %
-56.69%
Top 10 Hldgs %
23.22%
Holding
287
New
12
Increased
61
Reduced
25
Closed
17

Top Buys

Rank Stock Value
1
DCUC
Dominion Energy, Inc.
DCUC
+$8.79M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$7.81M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.99M
4
EXCU
Exelon Corporation
EXCU
+$3.52M
5
SRCLP
Stericycle, Inc
SRCLP
+$2.85M

Top Sells

Rank Stock Value
1
SWNC
Southwestern Energy Company
SWNC
+$6.48M
2
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$5M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.67M
4
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$3.25M
5
FPX icon
First Trust US Equity Opportunities ETF
FPX
+$2.73M

Sector Composition

Rank Sector Weight
1 Industrials 1.42%
2 Financials 0.75%
3 Healthcare 0.62%
4 Consumer Staples 0.5%
5 Technology 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$870B
$33.3M 3.42%
161,232
-23,789
-13% -$4.67M
AGN.PRA
2
DELISTED
Allergan plc
AGN.PRA
$26.7M 2.74%
29,135
+39
+0.1% +$37.3K
HYG icon
3
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$23.3M 2.39%
+285,500
New +$22.7M
WFC.PRL icon
4
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.67B
$22M 2.26%
18,273
+6,642
+57% +$7.81M
BAC.PRL icon
5
Bank of America Series L
BAC.PRL
$3.98B
$19.4M 1.99%
17,031
+4,503
+36% +$4.99M
FTRPR
6
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$18.5M 1.9%
178,631
+2,415
+1% +$226K
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$138B
$12.3M 1.26%
110,615
+53
+0% +$5.8K
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$782B
$11.1M 1.14%
54,168
+1,192
+2% +$233K
SRCLP
9
DELISTED
Stericycle, Inc
SRCLP
$9.92M 1.02%
106,375
+32,175
+43% +$2.85M
ANTX
10
DELISTED
Anthem, Inc.
ANTX
$9.68M 0.99%
207,415
+12,831
+7% +$578K
TSNU
11
DELISTED
Tyson Foods, Inc.
TSNU
$9.3M 0.95%
125,355
-7,448
-6% -$502K
DCUC
12
DELISTED
Dominion Energy, Inc.
DCUC
$9.01M 0.92%
+178,495
New +$8.79M
AMT.PRA
13
DELISTED
American Tower Corporation
AMT.PRA
$8.33M 0.85%
79,554
+27,057
+52% +$2.69M
NEE.PRP
14
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$6.44M 0.66%
105,760
+46,985
+80% +$2.72M
WPXP
15
DELISTED
WPX Energy, Inc.
WPXP
$6.39M 0.65%
175,000
-50,000
-22% -$1.4M
IWD icon
16
iShares Russell 1000 Value ETF
IWD
$81.5B
$5.89M 0.6%
59,650
+22,160
+59% +$2.08M
KEY.PRG
17
DELISTED
KeyCorp Pfd
KEY.PRG
$5.87M 0.6%
45,500
– –
ARE.PRD
18
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
$5.75M 0.59%
198,000
-72,000
-27% -$2M
WELL.PRI
19
DELISTED
Welltower Inc.
WELL.PRI
$5.51M 0.57%
89,422
+33,190
+59% +$1.95M
FLOT icon
20
iShares Floating Rate Bond ETF
FLOT
$10.2B
$5.22M 0.53%
103,464
– –
TMUSP
21
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$5.17M 0.53%
78,295
+5,685
+8% +$372K
CCI.PRA
22
DELISTED
Crown Castle International Corp.
CCI.PRA
$5.01M 0.51%
46,945
+3,772
+9% +$397K
FEX icon
23
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
$4.87M 0.5%
109,182
+10,414
+11% +$434K
FCAM
24
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$4.84M 0.5%
66,971
+5,390
+9% +$359K
IYW icon
25
iShares US Technology ETF
IYW
$23.4B
$4.34M 0.44%
159,916
+41,404
+35% +$1.05M
1
2 3 4 5

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DP
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HTI
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AT
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SIA
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CIM
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BFA
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SSI Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, SSI Investment Management held 287 positions worth $975M, down 0.18% from $977M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $553M in Q1 2016, closing 17 positions and reducing 25 holdings. Its most notable exit was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA), an estimated $5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.4% of assets, up from 1.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in Dominion Energy, Inc. worth $9.01M.

  • SSI Investment Management's largest Q1 2016 buy was Dominion Energy, Inc.: 178,495 shares worth $9.01M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2016, an estimated $7.81M increase.
  • SSI Investment Management's biggest Q1 2016 reduction was Southwestern Energy Company, cutting an estimated $6.48M.
  • SSI Investment Management fully exited DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q1 2016, selling an estimated $5M.
  • SSI Investment Management's ten largest holdings make up 23% of its $975M portfolio in Q1 2016.
  • SSI Investment Management opened 12 new positions and closed 17 in Q1 2016.
  • SSI Investment Management's portfolio value fell 0.18% quarter-over-quarter to $975M.

Based on SSI Investment Management's 13F filing for Q1 2016, filed 9 May 2016.