SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.78%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$952M
AUM Growth
+$952M
Cap. Flow
+$21.4M
Cap. Flow %
2.25%
Top 10 Hldgs %
22.78%
Holding
307
New
11
Increased
61
Reduced
25
Closed
17

Top Buys

1
DCUC
Dominion Energy, Inc.
DCUC
$9.01M
2
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$8M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
$5.12M
4
EXCU
Exelon Corporation
EXCU
$3.85M
5
SRCLP
Stericycle, Inc
SRCLP
$3M

Top Sells

1
SWNC
Southwestern Energy Company
SWNC
$6.85M
2
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$5M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$4.92M
4
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
$3.25M
5
FPX icon
First Trust US Equity Opportunities ETF
FPX
$2.9M

Sector Composition

1 Industrials 1.43%
2 Financials 0.77%
3 Healthcare 0.64%
4 Technology 0.53%
5 Consumer Staples 0.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$33.3M 3.42% 161,232 -23,789 -13% -$4.92M
AGN.PRA
2
DELISTED
Allergan plc.
AGN.PRA
$26.7M 2.74% 29,135 +39 +0.1% +$35.7K
WFC.PRL icon
3
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$22M 2.26% 18,273 +6,642 +57% +$8M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.84B
$19.4M 1.99% 17,031 +4,503 +36% +$5.12M
FTRPR
5
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$18.5M 1.9% 178,631 +2,415 +1% +$251K
AGG icon
6
iShares Core US Aggregate Bond ETF
AGG
$131B
$12.3M 1.26% 110,615 +53 +0% +$5.87K
SPY icon
7
SPDR S&P 500 ETF Trust
SPY
$658B
$11.1M 1.14% 54,168 +1,192 +2% +$245K
SRCLP
8
DELISTED
Stericycle, Inc
SRCLP
$9.92M 1.02% 106,375 +32,175 +43% +$3M
ANTX
9
DELISTED
Anthem, Inc.
ANTX
$9.68M 0.99% 207,415 +12,831 +7% +$599K
TSNU
10
DELISTED
Tyson Foods, Inc.
TSNU
$9.3M 0.95% 125,355 -7,448 -6% -$553K
DCUC
11
DELISTED
Dominion Energy, Inc.
DCUC
$9.01M 0.92% +178,495 New +$9.01M
AMT.PRA
12
DELISTED
American Tower Corporation
AMT.PRA
$8.33M 0.85% 79,554 +27,057 +52% +$2.83M
NEE.PRP
13
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$6.44M 0.66% 105,760 +46,985 +80% +$2.86M
WPXP
14
DELISTED
WPX Energy, Inc.
WPXP
$6.39M 0.65% 175,000 -50,000 -22% -$1.82M
IWD icon
15
iShares Russell 1000 Value ETF
IWD
$63.5B
$5.89M 0.6% 59,650 +22,160 +59% +$2.19M
KEY.PRG
16
DELISTED
KeyCorp Pfd
KEY.PRG
$5.87M 0.6% 45,500 – –
ARE.PRD
17
DELISTED
Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock
ARE.PRD
$5.75M 0.59% 198,000 -72,000 -27% -$2.09M
WELL.PRI
18
DELISTED
Welltower Inc.
WELL.PRI
$5.52M 0.57% 89,422 +33,190 +59% +$2.05M
FLOT icon
19
iShares Floating Rate Bond ETF
FLOT
$9.15B
$5.22M 0.53% 103,464 – –
TMUSP
20
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$5.17M 0.53% 78,295 +5,685 +8% +$375K
CCI.PRA
21
DELISTED
Crown Castle International Corp.
CCI.PRA
$5.01M 0.51% 46,945 +3,772 +9% +$403K
FEX icon
22
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.36B
$4.87M 0.5% 109,182 +10,414 +11% +$465K
FCAM
23
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$4.84M 0.5% 66,971 +5,390 +9% +$389K
IYW icon
24
iShares US Technology ETF
IYW
$22.9B
$4.34M 0.44% 39,979 +10,351 +35% +$1.12M
IRDMB
25
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$3.96M 0.41% 13,500 – –
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