SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.72%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.22B
AUM Growth
+$1.22B
Cap. Flow
-$24M
Cap. Flow %
-1.96%
Top 10 Hldgs %
22.88%
Holding
337
New
5
Increased
16
Reduced
93
Closed
24

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$3.93M
2
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$2.12M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
$1.93M
4
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$1.88M
5
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
$1.55M

Top Sells

1
ANTX
Anthem, Inc.
ANTX
$10.1M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$3.67M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
$3.32M
4
RYAM.PRA
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$3.2M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
$3.14M

Sector Composition

1 Financials 0.68%
2 Technology 0.55%
3 Healthcare 0.46%
4 Communication Services 0.4%
5 Consumer Discretionary 0.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$51.8M 4.24% 189,639 +14,390 +8% +$3.93M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$25.8M 2.11% 20,552 +1,687 +9% +$2.12M
BDXA
3
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$25.1M 2.05% 405,817 +30,435 +8% +$1.88M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.84B
$20.6M 1.68% 16,446 +1,546 +10% +$1.93M
NEE.PRQ
5
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$12M 0.98% 161,670 +20,945 +15% +$1.55M
HES.PRA
6
DELISTED
Hess Corporation
HES.PRA
$11.7M 0.96% 155,805 +16,860 +12% +$1.27M
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$131B
$9.79M 0.8% 92,065 -6,440 -7% -$685K
CCI.PRA
8
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$8.31M 0.68% 7,750 +678 +10% +$727K
DYNC
9
DELISTED
Vistra Energy Corp.
DYNC
$6.52M 0.53% 69,000 -5,000 -7% -$472K
IRDMB
10
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$6.23M 0.51% 11,500 -2,007 -15% -$1.09M
FEX icon
11
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.36B
$5.66M 0.46% 95,462 +1,501 +2% +$89K
SWP
12
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$5.06M 0.41% 48,153 -13,312 -22% -$1.4M
LMBS icon
13
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$4.93M 0.4% 96,472 -12,727 -12% -$651K
FLG.PRU
14
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$4.31M 0.35% 86,500 -2,281 -3% -$114K
VRTSP
15
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$3.74M 0.31% 34,501 +1,000 +3% +$108K
TBF icon
16
ProShares Short 20+ Year Treasury ETF
TBF
$71.9M
$3.32M 0.27% 146,634 +36,634 +33% +$829K
FTSL icon
17
First Trust Senior Loan Fund ETF
FTSL
$2.4B
$2.75M 0.22% 57,438 +1,136 +2% +$54.3K
FTXO icon
18
First Trust Nasdaq Bank ETF
FTXO
$244M
$2.73M 0.22% 95,810 +34,517 +56% +$983K
IYW icon
19
iShares US Technology ETF
IYW
$22.9B
$2.7M 0.22% 15,179 +313 +2% +$55.8K
GOOGL icon
20
Alphabet (Google) Class A
GOOGL
$2.57T
$2.06M 0.17% 1,821 -281 -13% -$317K
FPE icon
21
First Trust Preferred Securities and Income ETF
FPE
$6.1B
$2.06M 0.17% 107,781 -19,533 -15% -$372K
FXH icon
22
First Trust Health Care AlphaDEX Fund
FXH
$913M
$2.01M 0.16% 27,090 +14,049 +108% +$1.04M
AAPL icon
23
Apple
AAPL
$3.45T
$1.94M 0.16% 10,461 -1,194 -10% -$221K
MSFT icon
24
Microsoft
MSFT
$3.77T
$1.66M 0.14% 16,796 -2,099 -11% -$207K
AMZN icon
25
Amazon
AMZN
$2.44T
$1.55M 0.13% 910 -119 -12% -$202K
1
2 3 4 5