SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+4%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.14B
AUM Growth
+$1.14B
Cap. Flow
-$103M
Cap. Flow %
-9.01%
Top 10 Hldgs %
26.98%
Holding
278
New
18
Increased
8
Reduced
74
Closed
10

Top Buys

1
CTRA icon
Coterra Energy
CTRA
$32M
2
IWM icon
iShares Russell 2000 ETF
IWM
$4.36M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$4.14M
4
MDIV icon
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$3.22M
5
SWT
Stanley Black & Decker, Inc.
SWT
$3.19M

Top Sells

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$25.5M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
$23M
3
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$22.5M
4
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$14.7M
5
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$10.1M

Sector Composition

1 Energy 2.8%
2 Technology 0.96%
3 Healthcare 0.59%
4 Financials 0.54%
5 Communication Services 0.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$70.5M 6.17% 227,558 -6,363 -3% -$1.97M
CTRA icon
2
Coterra Energy
CTRA
$18.7B
$32M 2.8% +5,600 New +$32M
AGG icon
3
iShares Core US Aggregate Bond ETF
AGG
$131B
$25.8M 2.26% 218,373 -22,171 -9% -$2.62M
DHR.PRA
4
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$15.9M 1.39% 12,739 -856 -6% -$1.07M
SWT
5
DELISTED
Stanley Black & Decker, Inc.
SWT
$15.2M 1.33% 170,271 +35,595 +26% +$3.19M
CCI.PRA
6
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$14M 1.22% 9,406 -1,241 -12% -$1.84M
CWB icon
7
SPDR Bloomberg Convertible Securities ETF
CWB
$4.41B
$9.45M 0.83% 156,113 +2,184 +1% +$132K
DCUE
8
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$6.7M 0.59% 66,093 -28,115 -30% -$2.85M
LMBS icon
9
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$4.68M 0.41% 90,658 +80,095 +758% +$4.14M
IWM icon
10
iShares Russell 2000 ETF
IWM
$67B
$4.36M 0.38% +30,468 New +$4.36M
WFC.PRL icon
11
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$4.32M 0.38% 3,326 -19,663 -86% -$25.5M
NEE.PRP
12
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$4.2M 0.37% 99,040 -120,965 -55% -$5.13M
WTRU
13
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$4.18M 0.37% 73,880 -18,370 -20% -$1.04M
IFFT
14
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$3.97M 0.35% 89,545 +265 +0.3% +$11.7K
CFXA
15
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$3.74M 0.33% 30,633 +120 +0.4% +$14.7K
MSFT icon
16
Microsoft
MSFT
$3.77T
$3.39M 0.3% 16,654 -180 -1% -$36.6K
BAC.PRL icon
17
Bank of America Series L
BAC.PRL
$3.84B
$3.29M 0.29% 2,454 -17,111 -87% -$23M
MDIV icon
18
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$437M
$3.22M 0.28% +235,173 New +$3.22M
IWD icon
19
iShares Russell 1000 Value ETF
IWD
$63.5B
$3.22M 0.28% 28,554 +24,392 +586% +$2.75M
REM icon
20
iShares Mortgage Real Estate ETF
REM
$598M
$3.13M 0.27% +125,755 New +$3.13M
AAPL icon
21
Apple
AAPL
$3.45T
$3.1M 0.27% 8,492 -206 -2% -$75.2K
NEE.PRO
22
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$3.09M 0.27% 63,740 -171,170 -73% -$8.3M
FTCS icon
23
First Trust Capital Strength ETF
FTCS
$8.49B
$2.93M 0.26% 159,147 +112,051 +238% +$2.06M
IYW icon
24
iShares US Technology ETF
IYW
$22.9B
$2.83M 0.25% 10,502 -12,966 -55% -$3.5M
GLD icon
25
SPDR Gold Trust
GLD
$107B
$2.78M 0.24% +16,607 New +$2.78M
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