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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+4%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.14B
AUM Growth
+$7.6M
Cap. Flow
-$845M
Cap. Flow %
-73.98%
Top 10 Hldgs %
26.98%
Holding
256
New
18
Increased
8
Reduced
74
Closed
10

Top Buys

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.26M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$4.14M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$4M
4
MDIV icon
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
+$3.13M
5
SWT
Stanley Black & Decker, Inc.
SWT
+$2.9M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$26.3M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$23.2M
3
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$22.4M
4
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$14.7M
5
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$10.6M

Sector Composition

Rank Sector Weight
1 Energy 2.8%
2 Technology 0.96%
3 Healthcare 0.59%
4 Financials 0.54%
5 Communication Services 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$858B
$70.5M 6.17%
227,558
-6,363
-3% -$1.87M
CTRA
2
DELISTED
Coterra Energy
CTRA
$32M 2.8%
+5,600
New +$109K
AGG icon
3
iShares Core US Aggregate Bond ETF
AGG
$138B
$25.8M 2.26%
218,373
-22,171
-9% -$2.6M
DHR.PRA
4
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$15.9M 1.39%
12,739
-856
-6% -$1.01M
SWT
5
DELISTED
Stanley Black & Decker, Inc.
SWT
$15.2M 1.33%
170,271
+35,595
+26% +$2.9M
CCI.PRA
6
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$14M 1.22%
9,406
-1,241
-12% -$1.77M
CWB icon
7
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.41B
$9.45M 0.83%
156,113
+2,184
+1% +$120K
DCUE
8
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$6.7M 0.59%
66,093
-28,115
-30% -$2.85M
LMBS icon
9
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$4.68M 0.41%
90,658
+80,095
+758% +$4.14M
IWM icon
10
iShares Russell 2000 ETF
IWM
$79.1B
$4.36M 0.38%
+30,468
New +$4M
WFC.PRL icon
11
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.68B
$4.32M 0.38%
3,326
-19,663
-86% -$26.3M
NEE.PRP
12
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$4.2M 0.37%
99,040
-120,965
-55% -$5.22M
WTRU
13
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$4.18M 0.37%
73,880
-18,370
-20% -$1.04M
IFFT
14
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$3.97M 0.35%
89,545
+265
+0.3% +$12.2K
CFXA
15
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$3.74M 0.33%
30,633
+120
+0.4% +$13.6K
MSFT icon
16
Microsoft
MSFT
$2.9T
$3.39M 0.3%
16,654
-180
-1% -$32.7K
BAC.PRL icon
17
Bank of America Series L
BAC.PRL
$3.93B
$3.29M 0.29%
2,454
-17,111
-87% -$23.2M
MDIV icon
18
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$431M
$3.22M 0.28%
+235,173
New +$3.13M
IWD icon
19
iShares Russell 1000 Value ETF
IWD
$81.4B
$3.22M 0.28%
28,554
+24,392
+586% +$2.68M
REM icon
20
iShares Mortgage Real Estate ETF
REM
$549M
$3.13M 0.27%
+125,755
New +$2.82M
AAPL icon
21
Apple
AAPL
$4.97T
$3.1M 0.27%
33,968
-824
-2% -$63.9K
NEE.PRO
22
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$3.09M 0.27%
63,740
-171,170
-73% -$8.36M
FTCS icon
23
First Trust Capital Strength ETF
FTCS
$8.05B
$2.93M 0.26%
159,147
+112,051
+238% +$6.26M
IYW icon
24
iShares US Technology ETF
IYW
$22.6B
$2.83M 0.25%
42,008
-51,864
-55% -$3.13M
GLD icon
25
SPDR Gold Trust
GLD
$131B
$2.78M 0.24%
+16,607
New +$2.68M
1
2 3 4 5

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DP
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HTI
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AT
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SIA
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CIM
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BFA
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SSI Investment Management's Q2 2020 Portfolio in Review

As of Q2 2020, SSI Investment Management held 256 positions worth $1.14B, up 0.67% from $1.13B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SSI Investment Management withdrew a net $845M in Q2 2020, closing 10 positions and reducing 74 holdings. Its most notable exit was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Energy at 2.8% of assets, up from 0.02% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in iShares Russell 2000 ETF worth $4.36M.

  • SSI Investment Management's largest Q2 2020 buy was iShares Russell 2000 ETF: 30,468 shares worth $4.36M.
  • SSI Investment Management added most to First Trust Capital Strength ETF in Q2 2020, an estimated $6.26M increase.
  • SSI Investment Management's biggest Q2 2020 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $26.3M.
  • SSI Investment Management fully exited Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q2 2020, selling an estimated $22.4M.
  • SSI Investment Management's ten largest holdings make up 27% of its $1.14B portfolio in Q2 2020.
  • SSI Investment Management opened 18 new positions and closed 10 in Q2 2020.
  • SSI Investment Management's portfolio value rose 0.67% quarter-over-quarter to $1.14B.

Based on SSI Investment Management's 13F filing for Q2 2020, filed 12 Aug 2020.