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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.2B
AUM Growth
+$27.1M
Cap. Flow
-$793M
Cap. Flow %
-66.13%
Top 10 Hldgs %
20.48%
Holding
319
New
12
Increased
21
Reduced
96
Closed
8

Top Buys

Rank Stock Value
1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$3.49M
2
DYNC
Vistra Energy Corp.
DYNC
+$3.39M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.31M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$1.56M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$1.15M

Top Sells

Rank Stock Value
1
AGN.PRA
Allergan plc
AGN.PRA
+$10.4M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$6.64M
3
BKHU
Black Hills Corporation
BKHU
+$3.73M
4
WPXP
WPX Energy, Inc.
WPXP
+$2.66M
5
HEZU icon
iShares Currency Hedged MSCI Eurozone ETF
HEZU
+$2.59M

Sector Composition

Rank Sector Weight
1 Financials 0.86%
2 Healthcare 0.6%
3 Technology 0.59%
4 Communication Services 0.5%
5 Industrials 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$876B
$38.6M 3.22%
143,727
+8,811
+7% +$2.31M
WFC.PRL icon
2
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$22.8M 1.9%
17,510
+869
+5% +$1.15M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.95B
$19.5M 1.63%
14,815
-871
-6% -$1.15M
BDXA
4
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$18.7M 1.56%
321,767
+60,060
+23% +$3.49M
ANTX
5
DELISTED
Anthem, Inc.
ANTX
$16M 1.33%
285,659
-42,860
-13% -$2.33M
AGN.PRA
6
DELISTED
Allergan plc
AGN.PRA
$11.6M 0.97%
19,733
-16,106
-45% -$10.4M
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$138B
$10.4M 0.87%
94,980
+1,700
+2% +$186K
NEE.PRQ
8
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$8.96M 0.75%
128,325
+5,605
+5% +$388K
WELL.PRI
9
DELISTED
Welltower Inc.
WELL.PRI
$8.76M 0.73%
146,410
+1,395
+1% +$86.3K
FLOT icon
10
iShares Floating Rate Bond ETF
FLOT
$10.1B
$7.59M 0.63%
149,296
+14,302
+11% +$728K
AMT.PRB
11
DELISTED
American Tower Corporation
AMT.PRB
$7.53M 0.63%
59,776
+3,025
+5% +$381K
CCI.PRA
12
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$7.39M 0.62%
6,538
-289
-4% -$320K
RYAM.PRA
13
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$6.19M 0.52%
42,654
– –
IWD icon
14
iShares Russell 1000 Value ETF
IWD
$82B
$6.12M 0.51%
49,234
+7,749
+19% +$939K
SPY icon
15
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$5.7M 0.48%
21,361
-828
-4% -$215K
IRDMB
16
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$5.55M 0.46%
13,507
– –
FEX icon
17
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$5.28M 0.44%
90,236
+978
+1% +$55.6K
LMBS icon
18
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$5.22M 0.44%
101,135
+6,190
+7% +$321K
DYNC
19
DELISTED
Vistra Energy Corp.
DYNC
$5.11M 0.43%
65,000
+45,000
+225% +$3.39M
SWP
20
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$5.09M 0.42%
41,530
+6,395
+18% +$766K
DCUD
21
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$5.07M 0.42%
97,815
+7,990
+9% +$415K
VRTSP
22
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$3.41M 0.28%
33,501
– –
FPE icon
23
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$3.19M 0.27%
159,253
+12,343
+8% +$248K
HBANP
24
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$2.95M 0.25%
2,101
+69
+3% +$98.3K
IEMG icon
25
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$2.94M 0.25%
51,651
+16,464
+47% +$919K
1
2 3 4 5

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VIP
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CHAM
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DP
DDD Partners Bellevue, Washington $1.45B AUM 9.14% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
AT
Avalon Trust Santa Fe, New Mexico $1.45B AUM 35.31% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
Corda Investment Management Houston, Texas $1.45B AUM 22.99% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

SSI Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, SSI Investment Management held 319 positions worth $1.2B, up 2.3% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $793M in Q4 2017, closing 8 positions and reducing 96 holdings. Its most notable exit was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A, an estimated $6.64M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.86% of assets, down from 0.86% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in First Trust Senior Loan Fund ETF worth $1.56M.

  • SSI Investment Management's largest Q4 2017 buy was First Trust Senior Loan Fund ETF: 32,458 shares worth $1.56M.
  • SSI Investment Management added most to Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6 in Q4 2017, an estimated $3.49M increase.
  • SSI Investment Management's biggest Q4 2017 reduction was Allergan plc, cutting an estimated $10.4M.
  • SSI Investment Management fully exited T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A in Q4 2017, selling an estimated $6.64M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.2B portfolio in Q4 2017.
  • SSI Investment Management opened 12 new positions and closed 8 in Q4 2017.
  • SSI Investment Management's portfolio value rose 2.3% quarter-over-quarter to $1.2B.

Based on SSI Investment Management's 13F filing for Q4 2017, filed 9 Feb 2018.