SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.94%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.2B
AUM Growth
+$1.2B
Cap. Flow
-$17.3M
Cap. Flow %
-1.44%
Top 10 Hldgs %
20.48%
Holding
339
New
12
Increased
21
Reduced
96
Closed
8

Top Buys

1
DYNC
Vistra Energy Corp.
DYNC
$3.54M
2
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$3.48M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$2.37M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
$1.56M
5
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$1.13M

Top Sells

1
AGN.PRA
Allergan plc.
AGN.PRA
$9.45M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$6.64M
3
BKHU
Black Hills Corporation
BKHU
$3.73M
4
WPXP
WPX Energy, Inc.
WPXP
$2.66M
5
HEZU icon
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$2.59M

Sector Composition

1 Financials 0.86%
2 Healthcare 0.6%
3 Technology 0.59%
4 Communication Services 0.5%
5 Industrials 0.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$38.6M 3.22% 143,727 +8,811 +7% +$2.37M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$22.8M 1.9% 17,510 +869 +5% +$1.13M
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$19.5M 1.63% 14,815 -871 -6% -$1.15M
BDXA
4
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$18.7M 1.56% 321,767 +60,060 +23% +$3.48M
ANTX
5
DELISTED
Anthem, Inc.
ANTX
$16M 1.33% 285,659 -42,860 -13% -$2.4M
AGN.PRA
6
DELISTED
Allergan plc.
AGN.PRA
$11.6M 0.97% 19,733 -16,106 -45% -$9.45M
AGG icon
7
iShares Core US Aggregate Bond ETF
AGG
$131B
$10.4M 0.87% 94,980 +1,700 +2% +$186K
NEE.PRQ
8
DELISTED
NextEra Energy, Inc.
NEE.PRQ
$8.96M 0.75% 128,325 +5,605 +5% +$391K
WELL.PRI
9
DELISTED
Welltower Inc.
WELL.PRI
$8.76M 0.73% 146,410 +1,395 +1% +$83.5K
FLOT icon
10
iShares Floating Rate Bond ETF
FLOT
$9.15B
$7.59M 0.63% 149,296 +14,302 +11% +$727K
AMT.PRB
11
DELISTED
American Tower Corporation
AMT.PRB
$7.53M 0.63% 59,776 +3,025 +5% +$381K
CCI.PRA
12
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$7.39M 0.62% 6,538 -289 -4% -$327K
RYAM.PRA
13
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
$6.19M 0.52% 42,654 – –
IWD icon
14
iShares Russell 1000 Value ETF
IWD
$63.5B
$6.12M 0.51% 49,234 +7,749 +19% +$964K
SPY icon
15
SPDR S&P 500 ETF Trust
SPY
$658B
$5.7M 0.48% 21,361 -828 -4% -$221K
IRDMB
16
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$5.55M 0.46% 13,507 – –
FEX icon
17
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.36B
$5.28M 0.44% 90,236 +978 +1% +$57.3K
LMBS icon
18
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$5.22M 0.44% 101,135 +6,190 +7% +$320K
DYNC
19
DELISTED
Vistra Energy Corp.
DYNC
$5.11M 0.43% 65,000 +45,000 +225% +$3.54M
SWP
20
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$5.09M 0.42% 41,530 +6,395 +18% +$783K
DCUD
21
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$5.07M 0.42% 97,815 +7,990 +9% +$414K
VRTSP
22
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$3.41M 0.28% 33,501 – –
FPE icon
23
First Trust Preferred Securities and Income ETF
FPE
$6.1B
$3.19M 0.27% 159,253 +12,343 +8% +$247K
HBANP
24
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$2.95M 0.25% 2,101 +69 +3% +$96.9K
IEMG icon
25
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
$2.94M 0.25% 51,651 +16,464 +47% +$937K
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