SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+2.1%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.4B
AUM Growth
+$1.4B
Cap. Flow
-$945K
Cap. Flow %
-0.07%
Top 10 Hldgs %
33.63%
Holding
304
New
25
Increased
18
Reduced
67
Closed
11

Top Buys

1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$5.04M
2
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$4.96M
3
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$4.33M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
$4.24M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$3.1M

Top Sells

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$18.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$4.27M
3
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$3.82M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
$3.73M
5
GLD icon
SPDR Gold Trust
GLD
$2.86M

Sector Composition

1 Technology 0.92%
2 Financials 0.52%
3 Consumer Discretionary 0.51%
4 Communication Services 0.47%
5 Healthcare 0.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$81.3M 5.8% 216,579 -11,376 -5% -$4.27M
AGG icon
2
iShares Core US Aggregate Bond ETF
AGG
$131B
$27.8M 1.98% 235,323 +21,317 +10% +$2.52M
SWT
3
DELISTED
Stanley Black & Decker, Inc.
SWT
$22.3M 1.59% 203,592 +11,945 +6% +$1.31M
CFXA
4
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$9.95M 0.71% 62,168 +15,180 +32% +$2.43M
NEE.PRP
5
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$8.77M 0.63% 172,485 +99,185 +135% +$5.04M
LMBS icon
6
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$8.33M 0.59% 161,790 +60,154 +59% +$3.1M
CHNGU
7
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$5.48M 0.39% 84,305 +76,415 +969% +$4.96M
FPE icon
8
First Trust Preferred Securities and Income ETF
FPE
$6.1B
$5.44M 0.39% 269,420 +43,715 +19% +$883K
NEE.PRO
9
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$4.61M 0.33% 78,350 +9,875 +14% +$581K
AAPL icon
10
Apple
AAPL
$3.45T
$4.39M 0.31% 33,072 -28 -0.1% -$3.71K
ELAT
11
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$4.33M 0.31% +91,050 New +$4.33M
ANGL icon
12
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.05B
$4.24M 0.3% +132,105 New +$4.24M
REM icon
13
iShares Mortgage Real Estate ETF
REM
$598M
$3.92M 0.28% 123,210 +805 +0.7% +$25.6K
IWD icon
14
iShares Russell 1000 Value ETF
IWD
$63.5B
$3.85M 0.27% 28,115 +226 +0.8% +$30.9K
CWB icon
15
SPDR Bloomberg Convertible Securities ETF
CWB
$4.41B
$3.73M 0.27% 44,993 -4,206 -9% -$348K
MSFT icon
16
Microsoft
MSFT
$3.77T
$3.61M 0.26% 16,239 -38 -0.2% -$8.46K
ACWX icon
17
iShares MSCI ACWI ex US ETF
ACWX
$6.63B
$3.4M 0.24% 64,125 +2,737 +4% +$145K
IWM icon
18
iShares Russell 2000 ETF
IWM
$67B
$3.36M 0.24% 17,102 -2,049 -11% -$402K
FDN icon
19
First Trust Dow Jones Internet Index Fund ETF
FDN
$7.2B
– – -15,030 Closed -$2.83M
FLG.PRU
20
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$2.8M 0.2% 61,158 +6,048 +11% +$277K
AMZN icon
21
Amazon
AMZN
$2.44T
$2.78M 0.2% 853 – –
IEMG icon
22
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
$2.71M 0.19% +43,649 New +$2.71M
IYW icon
23
iShares US Technology ETF
IYW
$22.9B
$2.67M 0.19% 31,424 +18,797 +149% +$1.6M
DCUE
24
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$2.38M 0.17% 23,950 +1,375 +6% +$137K
WTRU
25
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$2.11M 0.15% 34,880 – –
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