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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.4B
AUM Growth
+$242M
Cap. Flow
-$892M
Cap. Flow %
-63.63%
Top 10 Hldgs %
33.63%
Holding
290
New
25
Increased
17
Reduced
68
Closed
11

Top Buys

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$4.95M
2
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$4.51M
3
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$4.35M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$4.08M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.1M

Top Sells

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$18.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.05M
3
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.82M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.73M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 0.92%
2 Financials 0.52%
3 Consumer Discretionary 0.51%
4 Communication Services 0.47%
5 Healthcare 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$878B
$81.3M 5.8%
216,579
-11,376
-5% -$4.05M
AGG icon
2
iShares Core US Aggregate Bond ETF
AGG
$137B
$27.8M 1.98%
235,323
+21,317
+10% +$2.51M
SWT
3
DELISTED
Stanley Black & Decker, Inc.
SWT
$22.3M 1.59%
203,592
+11,945
+6% +$1.3M
CFXA
4
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$9.95M 0.71%
62,168
+15,180
+32% +$2.18M
NEE.PRP
5
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$8.77M 0.63%
172,485
+99,185
+135% +$4.95M
LMBS icon
6
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$8.33M 0.59%
161,790
+60,154
+59% +$3.1M
CHNGU
7
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$5.48M 0.39%
84,305
+76,415
+969% +$4.51M
FPE icon
8
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$5.44M 0.39%
269,420
+43,715
+19% +$864K
NEE.PRO
9
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$4.61M 0.33%
78,350
+9,875
+14% +$571K
AAPL icon
10
Apple
AAPL
$4.54T
$4.39M 0.31%
33,072
-28
-0.1% -$3.37K
ELAT
11
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$4.33M 0.31%
+91,050
New +$4.35M
ANGL icon
12
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$4.24M 0.3%
+132,105
New +$4.08M
REM icon
13
iShares Mortgage Real Estate ETF
REM
$539M
$3.92M 0.28%
123,210
+805
+0.7% +$23.3K
IWD icon
14
iShares Russell 1000 Value ETF
IWD
$82.2B
$3.85M 0.27%
28,115
+226
+0.8% +$29K
CWB icon
15
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$3.73M 0.27%
44,993
-4,206
-9% -$317K
MSFT icon
16
Microsoft
MSFT
$3.45T
$3.61M 0.26%
16,239
-38
-0.2% -$8.17K
ACWX icon
17
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
$3.4M 0.24%
64,125
+2,737
+4% +$136K
IWM icon
18
iShares Russell 2000 ETF
IWM
$79.8B
$3.35M 0.24%
17,102
-2,049
-11% -$359K
FDN icon
19
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
– –
-15,030
Closed -$3.04M
FLG.PRU
20
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$119M
$2.8M 0.2%
61,158
+6,048
+11% +$276K
AMZN icon
21
Amazon
AMZN
$2.92T
$2.78M 0.2%
17,060
– –
IEMG icon
22
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$2.71M 0.19%
+43,649
New +$2.52M
IYW icon
23
iShares US Technology ETF
IYW
$23.6B
$2.67M 0.19%
31,424
-19,084
-38% -$1.52M
DCUE
24
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$2.38M 0.17%
23,950
+1,375
+6% +$142K
WTRU
25
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$2.11M 0.15%
34,880
– –
1
2 3 4 5

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CHAM
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DP
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HTI
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AT
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SIA
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CIM
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BFA
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SSI Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, SSI Investment Management held 290 positions worth $1.4B, up 21% from $1.16B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

SSI Investment Management withdrew a net $892M in Q4 2020, closing 11 positions and reducing 68 holdings. Its most notable exit was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A, an estimated $18.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.92% of assets, down from 1% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, SSI Investment Management opened a new position in Elanco Animal Health Incorporated 5.00% Tangible Equity Units worth $4.33M.

  • SSI Investment Management's largest Q4 2020 buy was Elanco Animal Health Incorporated 5.00% Tangible Equity Units: 91,050 shares worth $4.33M.
  • SSI Investment Management added most to NextEra Energy, Inc. 5.279% Corporate Units in Q4 2020, an estimated $4.95M increase.
  • SSI Investment Management's biggest Q4 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $4.05M.
  • SSI Investment Management fully exited Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A in Q4 2020, selling an estimated $18.3M.
  • SSI Investment Management's ten largest holdings make up 34% of its $1.4B portfolio in Q4 2020.
  • SSI Investment Management opened 25 new positions and closed 11 in Q4 2020.
  • SSI Investment Management's portfolio value rose 21% quarter-over-quarter to $1.4B.

Based on SSI Investment Management's 13F filing for Q4 2020, filed 11 Feb 2021.