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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.16B
AUM Growth
+$17.7M
Cap. Flow
-$887M
Cap. Flow %
-76.53%
Top 10 Hldgs %
30.64%
Holding
270
New
16
Increased
8
Reduced
80
Closed
11

Top Buys

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.31M
2
ASHR icon
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
+$2.83M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.77M
4
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$2.24M
5
SWT
Stanley Black & Decker, Inc.
SWT
+$2.08M

Top Sells

Rank Stock Value
1
CTRA
Coterra Energy
CTRA
+$32M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$14M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$7.09M
4
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$4.42M
5
IFFT
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
+$3.55M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Financials 0.56%
3 Healthcare 0.53%
4 Consumer Discretionary 0.49%
5 Communication Services 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$878B
$76.6M 6.61%
227,955
+397
+0.2% +$132K
AGG icon
2
iShares Core US Aggregate Bond ETF
AGG
$137B
$25.3M 2.18%
214,006
-4,367
-2% -$518K
SWT
3
DELISTED
Stanley Black & Decker, Inc.
SWT
$19.3M 1.67%
191,647
+21,376
+13% +$2.08M
DHR.PRA
4
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$18.3M 1.58%
12,398
-341
-3% -$479K
CFXA
5
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$6.3M 0.54%
46,988
+16,355
+53% +$2.24M
LMBS icon
6
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$5.25M 0.45%
101,636
+10,978
+12% +$568K
FPE icon
7
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$4.33M 0.37%
+225,705
New +$4.31M
AAPL icon
8
Apple
AAPL
$4.54T
$3.83M 0.33%
33,100
-868
-3% -$94.7K
WFC.PRL icon
9
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
$3.82M 0.33%
2,848
-478
-14% -$646K
IYW icon
10
iShares US Technology ETF
IYW
$23.6B
$3.8M 0.33%
50,508
+8,500
+20% +$621K
BAC.PRL icon
11
Bank of America Series L
BAC.PRL
$3.97B
$3.73M 0.32%
2,506
+52
+2% +$76.2K
NEE.PRO
12
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$3.71M 0.32%
68,475
+4,735
+7% +$258K
MSFT icon
13
Microsoft
MSFT
$3.45T
$3.42M 0.3%
16,277
-377
-2% -$79.2K
NEE.PRP
14
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$3.42M 0.3%
73,300
-25,740
-26% -$1.23M
CWB icon
15
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$3.39M 0.29%
49,199
-106,914
-68% -$7.09M
IWD icon
16
iShares Russell 1000 Value ETF
IWD
$82.2B
$3.29M 0.28%
27,889
-665
-2% -$78.9K
REM icon
17
iShares Mortgage Real Estate ETF
REM
$539M
$3.15M 0.27%
122,405
-3,350
-3% -$87K
IWM icon
18
iShares Russell 2000 ETF
IWM
$79.8B
$2.87M 0.25%
19,151
-11,317
-37% -$1.7M
GLD icon
19
SPDR Gold Trust
GLD
$131B
$2.86M 0.25%
16,132
-475
-3% -$85.4K
ASHR icon
20
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.54B
$2.84M 0.24%
+82,402
New +$2.83M
FDN icon
21
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$2.83M 0.24%
+15,030
New +$2.77M
ACWX icon
22
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
$2.82M 0.24%
61,388
-1,790
-3% -$82.5K
AMZN icon
23
Amazon
AMZN
$2.92T
$2.69M 0.23%
17,060
-440
-3% -$69.4K
FLG.PRU
24
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$119M
$2.37M 0.2%
55,110
-7,890
-13% -$348K
DCUE
25
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$2.3M 0.2%
22,575
-43,518
-66% -$4.42M
1
2 3 4 5

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CHAM
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DP
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HTI
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AT
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SIA
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CIM
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BFA
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SSI Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, SSI Investment Management held 270 positions worth $1.16B, up 1.5% from $1.14B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

SSI Investment Management withdrew a net $887M in Q3 2020, closing 11 positions and reducing 80 holdings. Its most notable exit was Coterra Energy, an estimated $32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1% of assets, up from 0.96% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in First Trust Preferred Securities and Income ETF worth $4.33M.

  • SSI Investment Management's largest Q3 2020 buy was First Trust Preferred Securities and Income ETF: 225,705 shares worth $4.33M.
  • SSI Investment Management added most to Colfax Corporation 5.75% Tangible Equity Units in Q3 2020, an estimated $2.24M increase.
  • SSI Investment Management's biggest Q3 2020 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $7.09M.
  • SSI Investment Management fully exited Coterra Energy in Q3 2020, selling an estimated $32M.
  • SSI Investment Management's ten largest holdings make up 31% of its $1.16B portfolio in Q3 2020.
  • SSI Investment Management opened 16 new positions and closed 11 in Q3 2020.
  • SSI Investment Management's portfolio value rose 1.5% quarter-over-quarter to $1.16B.

Based on SSI Investment Management's 13F filing for Q3 2020, filed 16 Nov 2020.