SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+1.94%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.16B
AUM Growth
+$1.16B
Cap. Flow
-$62.8M
Cap. Flow %
-5.42%
Top 10 Hldgs %
30.64%
Holding
281
New
16
Increased
9
Reduced
79
Closed
11

Top Buys

1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
$4.33M
2
AAPL icon
Apple
AAPL
$2.85M
3
ASHR icon
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$2.84M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$2.83M
5
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$2.19M

Top Sells

1
CTRA icon
Coterra Energy
CTRA
$32M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$14M
3
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$7.37M
4
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$4.43M
5
IFFT
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$3.47M

Sector Composition

1 Technology 1.05%
2 Financials 0.56%
3 Healthcare 0.53%
4 Consumer Discretionary 0.49%
5 Communication Services 0.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$76.6M 6.61% 227,955 +397 +0.2% +$133K
AGG icon
2
iShares Core US Aggregate Bond ETF
AGG
$131B
$25.3M 2.18% 214,006 -4,367 -2% -$516K
SWT
3
DELISTED
Stanley Black & Decker, Inc.
SWT
$19.3M 1.67% 191,647 +21,376 +13% +$2.16M
DHR.PRA
4
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$18.3M 1.58% 12,398 -341 -3% -$503K
CFXA
5
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$6.3M 0.54% 46,988 +16,355 +53% +$2.19M
LMBS icon
6
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$5.25M 0.45% 101,636 +10,978 +12% +$567K
FPE icon
7
First Trust Preferred Securities and Income ETF
FPE
$6.1B
$4.33M 0.37% +225,705 New +$4.33M
AAPL icon
8
Apple
AAPL
$3.45T
$3.83M 0.33% 33,100 +24,608 +290% +$2.85M
WFC.PRL icon
9
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$3.82M 0.33% 2,848 -478 -14% -$642K
IYW icon
10
iShares US Technology ETF
IYW
$22.9B
$3.8M 0.33% 12,627 +2,125 +20% +$640K
BAC.PRL icon
11
Bank of America Series L
BAC.PRL
$3.84B
$3.73M 0.32% 2,506 +52 +2% +$77.4K
NEE.PRO
12
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$3.71M 0.32% 68,475 +4,735 +7% +$256K
MSFT icon
13
Microsoft
MSFT
$3.77T
$3.43M 0.3% 16,277 -377 -2% -$79.3K
NEE.PRP
14
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$3.42M 0.3% 73,300 -25,740 -26% -$1.2M
CWB icon
15
SPDR Bloomberg Convertible Securities ETF
CWB
$4.41B
$3.39M 0.29% 49,199 -106,914 -68% -$7.37M
IWD icon
16
iShares Russell 1000 Value ETF
IWD
$63.5B
$3.3M 0.28% 27,889 -665 -2% -$78.6K
REM icon
17
iShares Mortgage Real Estate ETF
REM
$598M
$3.16M 0.27% 122,405 -3,350 -3% -$86.3K
IWM icon
18
iShares Russell 2000 ETF
IWM
$67B
$2.87M 0.25% 19,151 -11,317 -37% -$1.69M
GLD icon
19
SPDR Gold Trust
GLD
$107B
$2.86M 0.25% 16,132 -475 -3% -$84.1K
ASHR icon
20
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$2.34B
$2.84M 0.24% +82,402 New +$2.84M
FDN icon
21
First Trust Dow Jones Internet Index Fund ETF
FDN
$7.2B
$2.83M 0.24% +15,030 New +$2.83M
ACWX icon
22
iShares MSCI ACWI ex US ETF
ACWX
$6.63B
$2.82M 0.24% 61,388 -1,790 -3% -$82.2K
AMZN icon
23
Amazon
AMZN
$2.44T
$2.69M 0.23% 853 -22 -3% -$69.3K
FLG.PRU
24
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$2.37M 0.2% 55,110 -7,890 -13% -$339K
DCUE
25
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$2.3M 0.2% 22,575 -43,518 -66% -$4.43M
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