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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.16%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.06B
AUM Growth
+$74.8M
Cap. Flow
-$662M
Cap. Flow %
-62.47%
Top 10 Hldgs %
23.36%
Holding
414
New
23
Increased
31
Reduced
79
Closed
243

Top Buys

Rank Stock Value
1
ACT.PRA
ACTAVIS PLC Pfd Conv Ser A (Irl)
ACT.PRA
+$28.9M
2
SWNC
Southwestern Energy Company
SWNC
+$15.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.4M
4
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$8.58M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$5.52M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.7M
2
AA.PRB
Alcoa Inc
AA.PRB
+$3.79M
3
WELL.PRI
Welltower Inc.
WELL.PRI
+$3.41M
4
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$2.71M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.3M

Sector Composition

Rank Sector Weight
1 Healthcare 0.93%
2 Financials 0.87%
3 Technology 0.66%
4 Communication Services 0.45%
5 Industrials 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$52M 4.91%
251,915
-80,855
-24% -$16.7M
ACT.PRA
2
DELISTED
ACTAVIS PLC Pfd Conv Ser A (Irl)
ACT.PRA
$28.5M 2.69%
+27,611
New +$28.9M
WFC.PRL icon
3
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
$22.8M 2.15%
18,640
+4,509
+32% +$5.52M
BAC.PRL icon
4
Bank of America Series L
BAC.PRL
$3.98B
$19.7M 1.86%
17,030
+3,238
+23% +$3.79M
IVV icon
5
iShares Core S&P 500 ETF
IVV
$871B
$14.4M 1.36%
+69,107
New +$14.4M
SWNC
6
DELISTED
Southwestern Energy Company
SWNC
$14.2M 1.34%
+282,140
New +$15.2M
TSNU
7
DELISTED
Tyson Foods, Inc.
TSNU
$13.5M 1.27%
278,868
+99,360
+55% +$4.96M
TMUSP
8
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$13.1M 1.23%
222,912
+68,920
+45% +$4.02M
FCAM
9
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$9.5M 0.9%
+68,586
New +$8.58M
WELL.PRI
10
DELISTED
Welltower Inc.
WELL.PRI
$7.14M 0.67%
106,347
-49,434
-32% -$3.41M
DCUA
11
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$6.56M 0.62%
116,618
+2,028
+2% +$119K
KEY.PRG
12
DELISTED
KeyCorp Pfd
KEY.PRG
$6.25M 0.59%
47,894
– –
PFF icon
13
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.54M 0.52%
+138,197
New +$5.51M
NEE.PRO
14
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$5.35M 0.5%
81,858
+90
+0.1% +$5.98K
WY.PRA
15
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$4.97M 0.47%
90,960
+25,697
+39% +$1.47M
IGSB icon
16
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$4.24M 0.4%
80,430
+3,640
+5% +$192K
IRDMB
17
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.03M 0.38%
11,364
– –
AMT.PRA
18
DELISTED
American Tower Corporation
AMT.PRA
$3.9M 0.37%
37,897
+21,408
+130% +$2.31M
UTX.PRA
19
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$3.43M 0.32%
55,758
-1,050
-2% -$65.4K
MDY icon
20
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$2.94M 0.28%
+10,615
New +$2.86M
SWU
21
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$2.93M 0.28%
21,980
-1,295
-6% -$175K
AA.PRB
22
DELISTED
Alcoa Inc
AA.PRB
$2.73M 0.26%
62,340
-77,975
-56% -$3.79M
AMSGP
23
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$2.71M 0.26%
22,030
+235
+1% +$28.1K
SPSB icon
24
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$2.65M 0.25%
86,156
+2,760
+3% +$84.6K
BSV icon
25
Vanguard Short-Term Bond ETF
BSV
$44.7B
$2.65M 0.25%
32,837
+917
+3% +$73.6K
1
2 3 4 5

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VIP
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CHAM
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DP
DDD Partners Bellevue, Washington $1.45B AUM 9.14% 1-Year Est. Return
HTI
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AT
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SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
Corda Investment Management Houston, Texas $1.45B AUM 22.99% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

SSI Investment Management's Q1 2015 Portfolio in Review

As of Q1 2015, SSI Investment Management held 414 positions worth $1.06B, up 7.6% from $985M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $662M in Q1 2015, closing 243 positions and reducing 79 holdings. Its most notable exit was Dynegy Inc., an estimated $994K position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.93% of assets, down from 1.6% a quarter earlier, followed by Financials and Technology.

Against the trend, SSI Investment Management opened a new position in ACTAVIS PLC Pfd Conv Ser A (Irl) worth $28.5M.

  • SSI Investment Management's largest Q1 2015 buy was ACTAVIS PLC Pfd Conv Ser A (Irl): 27,611 shares worth $28.5M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2015, an estimated $5.52M increase.
  • SSI Investment Management's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.7M.
  • SSI Investment Management fully exited Dynegy Inc. in Q1 2015, selling an estimated $994K.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.06B portfolio in Q1 2015.
  • SSI Investment Management opened 23 new positions and closed 243 in Q1 2015.
  • SSI Investment Management's portfolio value rose 7.6% quarter-over-quarter to $1.06B.

Based on SSI Investment Management's 13F filing for Q1 2015, filed 12 May 2015.