SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+1.75%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.32B
AUM Growth
+$1.32B
Cap. Flow
+$8.83M
Cap. Flow %
0.67%
Top 10 Hldgs %
22.96%
Holding
279
New
8
Increased
17
Reduced
66
Closed
4

Top Buys

1
BAC.PRL icon
Bank of America Series L
BAC.PRL
$7.38M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
$6.31M
3
ALB.PRA icon
Albemarle Corp Depositary Shares
ALB.PRA
$6.14M
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$3.63M
5
GTLS.PRB icon
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$1.98M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$4.4M
2
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
$4.03M
3
VXUS icon
Vanguard Total International Stock ETF
VXUS
$3.83M
4
BIL icon
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$2.86M
5
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$2.61M

Sector Composition

1 Technology 1.15%
2 Financials 0.47%
3 Communication Services 0.4%
4 Healthcare 0.37%
5 Consumer Discretionary 0.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IVV icon
1
iShares Core S&P 500 ETF
IVV
$662B
$92.7M 7% 176,265 -8,367 -5% -$4.4M
WFC.PRL icon
2
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$25M 1.89% 20,698 +257 +1% +$311K
BAC.PRL icon
3
Bank of America Series L
BAC.PRL
$3.84B
$20.6M 1.56% 17,257 +6,185 +56% +$7.38M
APO.PRA icon
4
Apollo Global Management Series A
APO.PRA
$2.06B
$20.6M 1.55% 320,980 -8,045 -2% -$516K
VXUS icon
5
Vanguard Total International Stock ETF
VXUS
$102B
$17.3M 1.31% 287,428 -63,503 -18% -$3.83M
LQD icon
6
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.5B
$16.4M 1.24% 150,135 +3,565 +2% +$388K
NEE.PRR icon
7
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$1.64B
$16.2M 1.23% 411,585 +975 +0.2% +$38.5K
IEF icon
8
iShares 7-10 Year Treasury Bond ETF
IEF
$35.7B
$12.7M 0.96% 133,704 -89 -0.1% -$8.43K
GTLS.PRB icon
9
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$569M
$11M 0.83% 170,850 +30,630 +22% +$1.98M
FLOT icon
10
iShares Floating Rate Bond ETF
FLOT
$9.15B
$8.85M 0.67% 173,396 +343 +0.2% +$17.5K
RBCP
11
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$7.8M 0.59% 63,820 -1,845 -3% -$226K
LMBS icon
12
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$5.3B
$6.74M 0.51% 139,589 +321 +0.2% +$15.5K
SGOV icon
13
iShares 0-3 Month Treasury Bond ETF
SGOV
$56.1B
$6.31M 0.48% +62,610 New +$6.31M
RSP icon
14
Invesco S&P 500 Equal Weight ETF
RSP
$74.2B
$6.29M 0.48% 37,118 +309 +0.8% +$52.3K
IWN icon
15
iShares Russell 2000 Value ETF
IWN
$11.8B
$6.24M 0.47% 39,269 +6,839 +21% +$1.09M
ALB.PRA icon
16
Albemarle Corp Depositary Shares
ALB.PRA
$1.82B
$6.14M 0.46% +104,165 New +$6.14M
IYW icon
17
iShares US Technology ETF
IYW
$22.9B
$5.42M 0.41% 40,150 +333 +0.8% +$45K
CWB icon
18
SPDR Bloomberg Convertible Securities ETF
CWB
$4.41B
$5.4M 0.41% 73,866 -121 -0.2% -$8.84K
BKLN icon
19
Invesco Senior Loan ETF
BKLN
$6.97B
$5.33M 0.4% 252,142 +8,961 +4% +$190K
BUFR icon
20
FT Vest Fund of Buffer ETFs
BUFR
$7.31B
$5.18M 0.39% 185,146 +780 +0.4% +$21.8K
MSFT icon
21
Microsoft
MSFT
$3.77T
$4.88M 0.37% 11,595 -93 -0.8% -$39.1K
IEMG icon
22
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
$4.5M 0.34% 87,148 +909 +1% +$46.9K
HDEF icon
23
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.13B
$3.63M 0.27% +147,291 New +$3.63M
NVDA icon
24
NVIDIA
NVDA
$4.24T
$2.94M 0.22% 3,251 -157 -5% -$142K
AAPL icon
25
Apple
AAPL
$3.45T
$2.7M 0.2% 15,756 -197 -1% -$33.8K
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