SSI Investment Management’s First Trust US Equity Opportunities ETF FPX Stock Holding History

SSI Investment Management’s Portfolio FPX Stock Details FPX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-47,602	Closed	-$2.58M	–	305
2016 Q3	$2.58M	Buy	47,602 +7	+0%	+$373	0.23%	147
2016 Q2	$2.41M	Buy	47,595 +295	+0.6%	+$14.9K	0.23%	146
2016 Q1	$2.37M	Sell	47,300 -57,751	-55%	-$2.73M	0.24%	137
2015 Q4	$5.37M	Buy	105,051 +92	+0.1%	+$4.75K	0.55%	59
2015 Q3	$5.11M	Buy	104,959 +33,996	+48%	+$1.82M	0.55%	60
2015 Q2	$3.87M	Buy	+70,963	New	+$3.87M	0.38%	94

Other funds holding FPX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

SSI Investment Management's FPX Position: Q4 2016 in Review

SSI Investment Management sold out of First Trust US Equity Opportunities ETF (FPX) in Q4 2016, closing a stake of 47,602 shares — an estimated $2.58M sold.

SSI Investment Management first reported a position in FPX in Q2 2015 and held it in 6 quarters. The position peaked at $5.37M in Q4 2015. 70 funds tracked by Wall St. Rank hold FPX as of Q4 2016.

SSI Investment Management reported no remaining First Trust US Equity Opportunities ETF position as of Q4 2016 after selling out during the quarter.
SSI Investment Management sold 47,602 First Trust US Equity Opportunities ETF shares in Q4 2016, an estimated $2.58M.
SSI Investment Management first reported a position in First Trust US Equity Opportunities ETF in Q2 2015 and held it in 6 quarters.
SSI Investment Management's First Trust US Equity Opportunities ETF position peaked at $5.37M in Q4 2015.
70 funds tracked by Wall St. Rank held First Trust US Equity Opportunities ETF as of Q4 2016.

Based on SSI Investment Management's 13F filing for Q4 2016, filed 10 Feb 2017.