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First Trust US Equity Opportunities ETF
FPX

Overview Fund Activity

70 hedge funds and large institutions have $213M invested in First Trust US Equity Opportunities ETF in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 33 increasing their positions, 18 reducing their positions, and 9 closing their positions.

Holders
70
Holders Change
-3
Holders Change %
-4.11%
% of All Funds
1.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
33
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$32M
2
Morgan Stanley
2
Morgan Stanley
New York
$51.8M
3
Bank of America
3
Bank of America
North Carolina
$23.5M
4
Wells Fargo
4
Wells Fargo
California
$20.3M
5
LPL Financial
5
LPL Financial
California
$23.8M

Top Sellers

1
AIM
1
Advantage Investment Management
Iowa
$1K
2
Goldman Sachs
2
Goldman Sachs
New York
$0
3
SIM
3
SSI Investment Management
California
$0
4
AG
4
Advisor Group
Arizona
$3.5M
5
Jane Street
5
Jane Street
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$51.8M 957,021 +211,369 +28%
UBS Group
2
UBS Group
Switzerland
$32M 591,807 +363,635 +159%
LPL Financial
3
LPL Financial
California
$23.8M 436,695 +44,964 +11%
Bank of America
4
Bank of America
North Carolina
$23.5M 434,903 +153,776 +55%
Wells Fargo
5
Wells Fargo
California
$20.3M 374,259 +47,800 +15%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$5.11M 94,452 +826 +0.9%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$4.92M 90,959 +6,831 +8%
Ameriprise
8
Ameriprise
Minnesota
$3.97M 73,392 +10,401 +17%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$3.74M 69,137 +7,472 +12%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$3.68M 67,960 -11,476 -14%
AG
11
Advisor Group
Arizona
$3.5M 64,645 -46,880 -42%
RJA
12
Raymond James & Associates
Florida
$2.74M 50,635 +5,649 +13%
BCI
13
Brinker Capital Investments
Pennsylvania
$2.6M 48,000 – –
RWM
14
Rezny Wealth Management
Florida
$2.28M 42,139 +88 +0.2%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$2.2M 40,699 -7,362 -15%
AI
16
Atria Investments
North Carolina
$2.09M 38,534 +38,534 New
MFS
17
MSI Financial Services
Massachusetts
$1.85M 34,198 +2,853 +9%
DADC
18
D.A. Davidson & Co
Montana
$1.84M 34,016 -3,662 -10%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$1.54M 28,407 +2,963 +12%
CPIG
20
Chicago Partners Investment Group
Illinois
$1.32M 24,407 +145 +0.6%
WI
21
Wintrust Investments
Illinois
$1.1M 20,233 +20,233 New
SAM
22
SignalPoint Asset Management
Missouri
$1.06M 19,634 +3,345 +21%
CA
23
Cetera Advisors
Colorado
$1.02M 18,938 +2,797 +17%
PAG
24
Private Advisor Group
New Jersey
$1M 18,215 +1,248 +7%
AA
25
Ancora Advisors
Ohio
$898K 16,597 +309 +2%
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