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First Trust US Equity Opportunities ETF
FPX

Overview Fund Activity

26 hedge funds and large institutions have $45.1M invested in First Trust US Equity Opportunities ETF in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 4 reducing their positions, and 4 closing their positions.

Holders
26
Holders Change
-1
Holders Change %
-3.7%
% of All Funds
0.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
14
Reduced
4
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$12M
2
LPL Financial
2
LPL Financial
California
$3.95M
3
U
3
UBS
Switzerland
$3.11M
4
Bank of America
4
Bank of America
North Carolina
$9.96M
5
Jane Street
5
Jane Street
New York
$2.3M

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$1.98M
2
VFS
2
VSR Financial Services
Kansas
$1.21M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$15K
4
CS
4
Credit Suisse
Switzerland
$0
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$330K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$12M 290,883 +89,809 +45%
Bank of America
2
Bank of America
North Carolina
$9.96M 241,707 +65,410 +37%
LPL Financial
3
LPL Financial
California
$3.95M 95,104 +74,807 +369%
U
4
UBS
Switzerland
$3.11M 75,364 +73,189 +3,365%
Wells Fargo
5
Wells Fargo
California
$2.71M 65,813 +22,928 +53%
Jane Street
6
Jane Street
New York
$2.3M 55,906 +55,906 New
BCI
7
Brinker Capital Investments
Pennsylvania
$1.98M 48,000 – –
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.98M 47,986 -28,284 -37%
RJA
9
Raymond James & Associates
Florida
$1.4M 34,063 +12,221 +56%
NYLIM
10
New York Life Investment Management
New York
$1.26M 30,568 +30,568 New
VFS
11
VSR Financial Services
Kansas
$1.21M 29,378 -21,921 -43%
OC
12
Oppenheimer & Co
New York
$721K 17,490 +496 +3%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$532K 12,903 +1,704 +15%
CWM
14
Concert Wealth Management
California
$462K 11,110 +4,766 +75%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$330K 8,009 -1,176 -13%
ICAS
16
Investors Capital Advisory Services
Massachusetts
$309K 7,500 +7,500 New
JPMorgan Chase & Co
17
JPMorgan Chase & Co
New York
$253K 6,126 +6,126 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$172K 4,164 +3,165 +317%
Deutsche Bank
19
Deutsche Bank
Germany
$116K 2,850 +2,025 +245%
PSUF
20
People's United Financial
Connecticut
$93K 2,250 – –
Ameriprise
21
Ameriprise
Minnesota
$90K 2,191 +2,150 +5,244%
AIG
22
American International Group
New York
$86.4K 2,095 +697 +50%
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$31K 750 – –
NES
24
New England Securities
New York
$30K 719 +449 +166%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$15K 366 -17,990 -98%
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