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First Trust US Equity Opportunities ETF

197 hedge funds and large institutions have $1.13B invested in First Trust US Equity Opportunities ETF in 2021 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 75 increasing their positions, 61 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 61

5% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 19

5% more capital invested

Capital invested by funds: $1.07B → $1.13B (+$51.8M)

0% more funds holding

Funds holding: 197197 (0)

0.48% less ownership

Funds ownership: 54.63%54.15% (-0.48%)

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

Holders
197
Holders Change
Holders Change %
0%
% of All Funds
3.43%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.07%
New
20
Increased
75
Reduced
61
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$222M -$20.7M -169,931 -9%
LPL Financial
2
LPL Financial
California
$98.8M +$2.37M +19,403 +3%
UBS Group
3
UBS Group
Switzerland
$70.6M -$5.79M -47,477 -8%
Bank of America
4
Bank of America
North Carolina
$69.3M -$547K -4,484 -0.8%
Wells Fargo
5
Wells Fargo
California
$64.3M -$8.85M -72,579 -13%
AWM
6
AE Wealth Management
Kansas
$46.7M +$44.5M +364,631 +17,796%
TCWA
7
Ten Capital Wealth Advisors
Washington
$29.4M +$601K +4,927 +2%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$29.4M +$1.96M +16,086 +8%
RJA
9
Raymond James & Associates
Florida
$27.7M -$1.59M -13,032 -6%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$27M +$1.27M +10,419 +5%
KAS
11
Kestra Advisory Services
Texas
$25.8M +$594K +4,872 +2%
Osaic Holdings
12
Osaic Holdings
Arizona
$23.5M +$29K +238 +0.1%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$23.4M +$2.11M +17,331 +10%
Ameriprise
14
Ameriprise
Minnesota
$21.9M +$4.88M +40,030 +30%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$21.2M +$1.43M +11,714 +8%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$17.6M -$7.12M -58,410 -30%
ECA
17
Elevation Capital Advisory
Oregon
$16.4M +$15.6M +128,227 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$16.3M -$3.82M -31,332 -20%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$11.9M +$840K +6,886 +8%
HI
20
Harbour Investments
Wisconsin
$11.5M -$6.45M -52,892 -37%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$8.75M -$237K -1,943 -3%
Stifel Financial
22
Stifel Financial
Missouri
$8.09M +$73.8K +605 +1%
Goldman Sachs
23
Goldman Sachs
New York
$8.06M +$7.16M +58,762 +1,313%
LFAS
24
Level Four Advisory Services
Texas
$7.58M -$59.1K -485 -0.8%
DADC
25
D.A. Davidson & Co
Montana
$7.44M +$709K +5,816 +11%

FPX Hedge Fund Activity: Q2 2021 in Review

197 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q2 2021, worth a combined $1.13B — up 4.8% from $1.07B a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FPX positions and 19 closed out — a net gain of 1 holder — while 75 added to existing stakes and 61 trimmed.

The largest buyer was AE Wealth Management, adding an estimated $44.5M. The largest seller was Morgan Stanley, cutting an estimated $20.7M.

  • 197 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q2 2021, unchanged from Q1 2021.
  • Funds reported $1.13B of First Trust US Equity Opportunities ETF stock for Q2 2021, up 4.8% quarter-over-quarter.
  • 20 funds opened new First Trust US Equity Opportunities ETF positions in Q2 2021 and 19 closed out, a net change of +1 holder.
  • The largest First Trust US Equity Opportunities ETF buyer in Q2 2021 was AE Wealth Management, an estimated $44.5M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q2 2021 was Morgan Stanley, an estimated $20.7M sold.

Based on aggregated 13F filings for Q2 2021.