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First Trust US Equity Opportunities ETF
FPX

Overview Fund Activity

45 hedge funds and large institutions have $111M invested in First Trust US Equity Opportunities ETF in 2013 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 18 increasing their positions, 3 reducing their positions, and 1 closing their positions.

Holders
45
Holders Change
+19
Holders Change %
+73.08%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
20
Increased
18
Reduced
3
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$28.5M
2
Comerica Bank
2
Comerica Bank
Texas
$10.3M
3
Wells Fargo
3
Wells Fargo
California
$9.35M
4
NYLIM
4
New York Life Investment Management
New York
$6.9M
5
Bank of America
5
Bank of America
North Carolina
$15.6M

Top Sellers

1
Jane Street
1
Jane Street
New York
$0
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$1.78M
3
Deutsche Bank
3
Deutsche Bank
Germany
$78K
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$325K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$28.5M 627,788 +336,905 +116%
Bank of America
2
Bank of America
North Carolina
$15.6M 343,994 +102,287 +42%
Comerica Bank
3
Comerica Bank
Texas
$10.3M 226,739 +226,739 New
Wells Fargo
4
Wells Fargo
California
$9.35M 206,022 +140,209 +213%
LPL Financial
5
LPL Financial
California
$8.68M 191,277 +96,173 +101%
NYLIM
6
New York Life Investment Management
New York
$6.9M 152,006 +121,438 +397%
U
7
UBS
Switzerland
$6.31M 139,060 +63,696 +85%
BCI
8
Brinker Capital Investments
Pennsylvania
$2.18M 48,000 – –
RJA
9
Raymond James & Associates
Florida
$1.96M 43,223 +9,160 +27%
VFS
10
VSR Financial Services
Kansas
$1.94M 42,649 +13,271 +45%
SG Americas Securities
11
SG Americas Securities
New York
$1.81M 39,800 +39,800 New
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.78M 39,146 -8,840 -18%
GHF
13
Good Harbor Financial
Illinois
$1.72M 37,856 +37,856 New
MFS
14
MSI Financial Services
Massachusetts
$1.62M 35,739 +35,739 New
CIBC World Market
15
CIBC World Market
Ontario, Canada
$1.35M 29,736 +29,736 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.27M 27,991 +15,088 +117%
PAG
17
Private Advisor Group
New Jersey
$1.21M 26,661 +26,661 New
OC
18
Oppenheimer & Co
New York
$1.01M 22,180 +4,690 +27%
NAM
19
NTV Asset Management
West Virginia
$924K 20,375 +20,375 New
AIG
20
American International Group
New York
$605K 13,339 +11,244 +537%
CWM
21
Concert Wealth Management
California
$573K 12,687 +1,577 +14%
JPMorgan Chase & Co
22
JPMorgan Chase & Co
New York
$557K 12,278 +6,152 +100%
BCM
23
Barometer Capital Management
Ontario, Canada
$526K 11,600 +11,600 New
AA
24
Ancora Advisors
Ohio
$497K 10,960 +10,960 New
ICAS
25
Investors Capital Advisory Services
Massachusetts
$459K 10,134 +2,634 +35%
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