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First Trust US Equity Opportunities ETF

73 hedge funds and large institutions have $176M invested in First Trust US Equity Opportunities ETF in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 23 increasing their positions, 34 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $169M → $176M (+$7.84M)

0.37% more ownership

Funds ownership: 30.17%30.54% (+0.37%)

8% less funds holding

Funds holding: 7973 (-6)

32% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 34

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

Holders
73
Holders Change
-6
Holders Change %
-7.59%
% of All Funds
1.95%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
23
Reduced
34
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$40.5M +$1.97M +36,944 +5%
LPL Financial
2
LPL Financial
California
$21.2M +$4.89M +91,700 +31%
Wells Fargo
3
Wells Fargo
California
$17.7M +$3.83M +71,736 +28%
Bank of America
4
Bank of America
North Carolina
$15.3M -$234K -4,393 -2%
UBS Group
5
UBS Group
Switzerland
$12.4M -$9.18K -172 -0.1%
AG
6
Advisor Group
Arizona
$6.05M +$719K +13,481 +14%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.08M +$21.9K +410 +0.4%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$4.57M +$508K +9,530 +13%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$4.31M -$685K -12,836 -14%
Ameriprise
10
Ameriprise
Minnesota
$3.42M +$37.8K +708 +1%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$3.35M -$667K -12,496 -17%
Goldman Sachs
12
Goldman Sachs
New York
$2.63M -$2.52M -47,230 -49%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$2.61M -$639K -11,968 -20%
BCI
14
Brinker Capital Investments
Pennsylvania
$2.61M
SIM
15
SSI Investment Management
California
$2.58M +$373 +7 +0%
RJA
16
Raymond James & Associates
Florida
$2.44M -$2.02M -37,925 -46%
RWM
17
Rezny Wealth Management
Florida
$2.28M +$88.5K +1,659 +4%
DADC
18
D.A. Davidson & Co
Montana
$2.04M +$1.67M +31,328 +493%
Jane Street
19
Jane Street
New York
$2.03M -$2.09M -39,096 -51%
AIM
20
Advantage Investment Management
Iowa
$1.76M -$801K -15,016 -32%
MFS
21
MSI Financial Services
Massachusetts
$1.7M -$70.3K -1,317 -4%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$1.38M -$1.69M -31,724 -55%
CPIG
23
Chicago Partners Investment Group
Illinois
$1.32M -$180K -3,373 -12%
PAG
24
Private Advisor Group
New Jersey
$917K +$342K +6,415 +61%
AA
25
Ancora Advisors
Ohio
$884K -$61.8K -1,159 -7%

FPX Hedge Fund Activity: Q3 2016 in Review

73 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q3 2016, worth a combined $176M — up 4.6% from $169M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of FPX and 5 opened new positions — a net loss of 5 holders — while 34 trimmed existing stakes and 23 added.

The largest buyer was LPL Financial, adding an estimated $4.89M. The largest seller was Goldman Sachs, cutting an estimated $2.52M.

  • 73 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q3 2016, down from 79 in Q2 2016.
  • Funds reported $176M of First Trust US Equity Opportunities ETF stock for Q3 2016, up 4.6% quarter-over-quarter.
  • 5 funds opened new First Trust US Equity Opportunities ETF positions in Q3 2016 and 10 closed out, a net change of -5 holders.
  • The largest First Trust US Equity Opportunities ETF buyer in Q3 2016 was LPL Financial, an estimated $4.89M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q3 2016 was Goldman Sachs, an estimated $2.52M sold.

Based on aggregated 13F filings for Q3 2016.