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First Trust US Equity Opportunities ETF

92 hedge funds and large institutions have $317M invested in First Trust US Equity Opportunities ETF in 2015 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 32 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

16% more capital invested

Capital invested by funds: $274M → $317M (+$43.5M)

10% more funds holding

Funds holding: 8492 (+8)

4.45% more ownership

Funds ownership: 35.74%40.19% (+4.5%)

3% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 32

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
92
Holders Change
+8
Holders Change %
+9.52%
% of All Funds
2.41%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
14
Increased
33
Reduced
32
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$57M -$12.5M -242,498 -18%
LPL Financial
2
LPL Financial
California
$46M +$27M +524,056 +133%
Wells Fargo
3
Wells Fargo
California
$32.3M +$3.77M +73,068 +13%
Bank of America
4
Bank of America
North Carolina
$28.6M +$3.28M +63,583 +13%
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$26M +$11.4M +221,400 +77%
UBS Group
6
UBS Group
Switzerland
$25.3M +$529K +10,248 +2%
Ameriprise
7
Ameriprise
Minnesota
$8.51M +$1.77M +34,313 +26%
RJA
8
Raymond James & Associates
Florida
$6.39M +$1.39M +27,020 +28%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$6.28M -$246K -4,765 -4%
SIM
10
SSI Investment Management
California
$5.37M +$4.75K +92 +0.1%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$5.18M +$249K +4,825 +5%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$5.01M +$799K +15,480 +19%
AIG
13
American International Group
New York
$4.25M +$418K +8,106 +11%
KA
14
Kovack Advisors
Florida
$4.02M +$233K +4,526 +6%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$3.5M -$2.72M -52,697 -44%
DADC
16
D.A. Davidson & Co
Montana
$3.2M +$2.93M +56,778 +979%
CS
17
Credit Suisse
Switzerland
$3.01M -$5.62M -109,031 -65%
TPWA
18
TRUE Private Wealth Advisors
Oregon
$2.65M +$2.67M +51,808 New
Citadel Advisors
19
Citadel Advisors
Florida
$2.54M +$250K +4,838 +11%
BCI
20
Brinker Capital Investments
Pennsylvania
$2.45M
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$2.35M +$414K +8,028 +21%
AIM
22
Advantage Investment Management
Iowa
$2.25M +$38.3K +742 +2%
RWM
23
Rezny Wealth Management
Florida
$2.07M -$334K -6,473 -14%
Jane Street
24
Jane Street
New York
$1.77M -$1.72M -33,271 -49%
SHA
25
Smith Hayes Advisers
Nebraska
$1.75M +$51.7K +1,003 +3%

FPX Hedge Fund Activity: Q4 2015 in Review

92 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q4 2015, worth a combined $317M — up 16% from $274M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FPX positions and 5 closed out — a net gain of 9 holders — while 33 added to existing stakes and 32 trimmed.

The largest buyer was LPL Financial, adding an estimated $27M. The largest seller was Morgan Stanley, cutting an estimated $12.5M.

  • 92 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q4 2015, up from 84 in Q3 2015.
  • Funds reported $317M of First Trust US Equity Opportunities ETF stock for Q4 2015, up 16% quarter-over-quarter.
  • 14 funds opened new First Trust US Equity Opportunities ETF positions in Q4 2015 and 5 closed out, a net change of +9 holders.
  • The largest First Trust US Equity Opportunities ETF buyer in Q4 2015 was LPL Financial, an estimated $27M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q4 2015 was Morgan Stanley, an estimated $12.5M sold.

Based on aggregated 13F filings for Q4 2015.