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First Trust US Equity Opportunities ETF

146 hedge funds and large institutions have $776M invested in First Trust US Equity Opportunities ETF in 2020 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 39 increasing their positions, 56 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 8

28% more capital invested

Capital invested by funds: $605M → $776M (+$171M)

10% more funds holding

Funds holding: 133146 (+13)

4.76% more ownership

Funds ownership: 46.48%51.24% (+4.8%)

30% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 56

Holders
146
Holders Change
+13
Holders Change %
+9.77%
% of All Funds
2.95%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
22
Increased
39
Reduced
56
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$163M -$1.28M -13,979 -0.8%
LPL Financial
2
LPL Financial
California
$61.2M -$1.41M -15,480 -2%
Wells Fargo
3
Wells Fargo
California
$53.2M +$78.1K +856 +0.2%
UBS Group
4
UBS Group
Switzerland
$52.9M -$654K -7,167 -1%
Bank of America
5
Bank of America
North Carolina
$52.8M -$1.26M -13,853 -2%
KAS
6
Kestra Advisory Services
Texas
$22.6M +$21.2M +232,082 New
RJA
7
Raymond James & Associates
Florida
$21.1M -$1.04M -11,354 -5%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$21M -$952K -10,437 -5%
AWM
9
AE Wealth Management
Kansas
$20.1M +$17.6M +193,497 +1,384%
SS
10
Simplicity Solutions
Minnesota
$20M +$17.6M +193,448 +1,431%
Osaic Holdings
11
Osaic Holdings
Arizona
$19.4M -$1.61M -17,599 -8%
TCWA
12
Ten Capital Wealth Advisors
Washington
$18.4M +$17.4M +190,235 New
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$17.6M +$2.35M +25,768 +16%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$16.8M +$151K +1,656 +1%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$16.8M -$2.09M -22,910 -12%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$16M +$626K +6,868 +4%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$13.2M +$2.1M +23,001 +20%
Ameriprise
18
Ameriprise
Minnesota
$11.4M -$2.82M -30,950 -21%
TC
19
Trilogy Capital
California
$8.17M +$510K +5,589 +7%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$7.64M -$105K -1,148 -1%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$7.49M +$484K +5,306 +7%
AIP
22
Almanack Investment Partners
Pennsylvania
$6.95M +$6.26M +68,625 New
LFAS
23
Level Four Advisory Services
Texas
$5.88M -$129K -1,410 -2%
Stifel Financial
24
Stifel Financial
Missouri
$5.49M -$149K -1,631 -3%
GSWM
25
Golden State Wealth Management
California
$5.48M +$5.17M +56,680 New

FPX Hedge Fund Activity: Q3 2020 in Review

146 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q3 2020, worth a combined $776M — up 28% from $605M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new FPX positions and 8 closed out — a net gain of 14 holders — while 39 added to existing stakes and 56 trimmed.

The largest buyer was AE Wealth Management, adding an estimated $17.6M. The largest seller was Prospera Financial Services, cutting an estimated $5.03M.

  • 146 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q3 2020, up from 133 in Q2 2020.
  • Funds reported $776M of First Trust US Equity Opportunities ETF stock for Q3 2020, up 28% quarter-over-quarter.
  • 22 funds opened new First Trust US Equity Opportunities ETF positions in Q3 2020 and 8 closed out, a net change of +14 holders.
  • The largest First Trust US Equity Opportunities ETF buyer in Q3 2020 was AE Wealth Management, an estimated $17.6M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q3 2020 was Prospera Financial Services, an estimated $5.03M sold.

Based on aggregated 13F filings for Q3 2020.