We are live on ! Find out more
FPX icon

First Trust US Equity Opportunities ETF

172 hedge funds and large institutions have $1.06B invested in First Trust US Equity Opportunities ETF in 2020 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 58 increasing their positions, 49 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

322% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 9

150% more funds holding in top 10

Funds holding in top 10: 25 (+3)

37% more capital invested

Capital invested by funds: $776M → $1.06B (+$286M)

18% more repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 49

18% more funds holding

Funds holding: 146172 (+26)

3.31% more ownership

Funds ownership: 51.24%54.54% (+3.3%)

81% less call options, than puts

Call options by funds: $11K | Put options by funds: $59K

Holders
172
Holders Change
+26
Holders Change %
+17.81%
% of All Funds
3.04%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.09%
New
38
Increased
58
Reduced
49
Closed
9
Calls
$11K
Puts
$59K
Net Calls
-$48K
Net Calls Change
-$48K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$231M +$29.2M +269,575 +16%
LPL Financial
2
LPL Financial
California
$83.5M +$7.84M +72,330 +11%
Wells Fargo
3
Wells Fargo
California
$68.9M +$3.39M +31,268 +6%
UBS Group
4
UBS Group
Switzerland
$63.8M -$865K -7,985 -1%
Bank of America
5
Bank of America
North Carolina
$62.7M -$1.82M -16,782 -3%
KAS
6
Kestra Advisory Services
Texas
$27.7M +$59.6K +550 +0.2%
AWM
7
AE Wealth Management
Kansas
$26.6M +$1.86M +17,175 +8%
SS
8
Simplicity Solutions
Minnesota
$26M +$1.38M +12,728 +6%
RJA
9
Raymond James & Associates
Florida
$25.7M -$90.7K -837 -0.4%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$25.6M +$4.62M +42,612 +25%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$24.6M -$1.03M -9,491 -4%
TCWA
12
Ten Capital Wealth Advisors
Washington
$23.6M +$969K +8,942 +5%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$23.1M +$1.41M +12,973 +7%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$20.1M +$417K +3,845 +2%
Osaic Holdings
15
Osaic Holdings
Arizona
$20.1M -$3.93M -36,309 -18%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$19.6M -$928K -8,571 -5%
LCWP
17
Legacy Capital Wealth Partners
Arkansas
$17.6M +$16.2M +149,108 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$16.4M +$294K +2,718 +2%
MCC
19
Money Concepts Capital
Florida
$15.7M +$14.3M +132,372 New
Ameriprise
20
Ameriprise
Minnesota
$14.5M +$580K +5,351 +5%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$10.1M +$826K +7,629 +10%
SPC
22
Sigma Planning Corp
Michigan
$8.3M +$1.81M +16,663 +31%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$8.22M -$1.03M -9,515 -12%
TC
24
Trilogy Capital
California
$7.89M -$1.93M -17,838 -21%
LFAS
25
Level Four Advisory Services
Texas
$7.44M +$229K +2,116 +3%

FPX Hedge Fund Activity: Q4 2020 in Review

172 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q4 2020, worth a combined $1.06B — up 37% from $776M a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new FPX positions and 9 closed out — a net gain of 29 holders — while 58 added to existing stakes and 49 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $29.2M. The largest seller was Almanack Investment Partners, exiting entirely with an estimated $6.95M sold.

  • 172 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q4 2020, up from 146 in Q3 2020.
  • Funds reported $1.06B of First Trust US Equity Opportunities ETF stock for Q4 2020, up 37% quarter-over-quarter.
  • 38 funds opened new First Trust US Equity Opportunities ETF positions in Q4 2020 and 9 closed out, a net change of +29 holders.
  • The largest First Trust US Equity Opportunities ETF buyer in Q4 2020 was Morgan Stanley, an estimated $29.2M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q4 2020 was Almanack Investment Partners, an estimated $6.95M sold.

Based on aggregated 13F filings for Q4 2020.