We are live on ! Find out more
FPX icon

First Trust US Equity Opportunities ETF

166 hedge funds and large institutions have $402M invested in First Trust US Equity Opportunities ETF in 2023 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 24 increasing their positions, 79 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 9

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

34% more call options, than puts

Call options by funds: $115K | Put options by funds: $86K

22% more capital invested

Capital invested by funds: $331M → $402M (+$71.1M)

9% more funds holding

Funds holding: 152166 (+14)

5.82% more ownership

Funds ownership: 47.57%53.39% (+5.8%)

70% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 79

Holders
166
Holders Change
+14
Holders Change %
+9.21%
% of All Funds
2.42%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
24
Increased
24
Reduced
79
Closed
9
Calls
$115K
Puts
$86K
Net Calls
+$29K
Net Calls Change
+$29K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$122M +$52.9M +613,520 +94%
LPL Financial
2
LPL Financial
California
$33.3M -$921K -10,683 -3%
Wells Fargo
3
Wells Fargo
California
$25.1M -$623K -7,230 -3%
Bank of America
4
Bank of America
North Carolina
$12.2M -$1.48M -17,208 -12%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$11.2M -$1.11M -12,839 -10%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$10.1M -$3.48M -40,366 -28%
AAP
7
Arax Advisory Partners
Colorado
$8.92M +$44.8K +520 +0.6%
RJA
8
Raymond James & Associates
Florida
$8.61M -$256K -2,968 -3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$8.55M +$1.64M +19,069 +27%
Ameriprise
10
Ameriprise
Minnesota
$7.31M -$721K -8,366 -10%
Osaic Holdings
11
Osaic Holdings
Arizona
$7.02M -$1.53M -17,800 -20%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$6.94M -$3.49M -40,437 -36%
Wealth Enhancement Advisory Services
13
Wealth Enhancement Advisory Services
Minnesota
$6.4M +$554K +6,430 +11%
HighTower Advisors
14
HighTower Advisors
Illinois
$6.37M +$2.56M +29,736 +81%
CCP
15
Cassia Capital Partners
North Carolina
$6.16M +$1.4M +16,259 +34%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$5.59M +$3.97K +46 +0.1%
GLA
17
Good Life Advisors
Pennsylvania
$5.44M +$103K +1,193 +2%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$5.4M -$2.66M -30,897 -35%
UBS Group
19
UBS Group
Switzerland
$4.89M -$56K -649 -1%
TPWA
20
Twin Peaks Wealth Advisors
California
$4.5M +$4.05M +46,925 New
RJFSA
21
Raymond James Financial Services Advisors
Florida
$4.45M -$584K -6,770 -13%
ACA
22
Ascension Capital Advisors
Texas
$4.34M +$9.4K +109 +0.2%
Citadel Advisors
23
Citadel Advisors
Florida
$3.9M -$56.4K -654 -2%
Truist Financial
24
Truist Financial
North Carolina
$3.78M -$154K -1,782 -4%
DADC
25
D.A. Davidson & Co
Montana
$3.6M -$214K -2,483 -6%

FPX Hedge Fund Activity: Q4 2023 in Review

166 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q4 2023, worth a combined $402M — up 22% from $331M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FPX positions and 9 closed out — a net gain of 15 holders — while 24 added to existing stakes and 79 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $52.9M. The largest seller was Ethos Financial Group, exiting entirely with an estimated $6.35M sold.

  • 166 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q4 2023, up from 152 in Q3 2023.
  • Funds reported $402M of First Trust US Equity Opportunities ETF stock for Q4 2023, up 22% quarter-over-quarter.
  • 24 funds opened new First Trust US Equity Opportunities ETF positions in Q4 2023 and 9 closed out, a net change of +15 holders.
  • The largest First Trust US Equity Opportunities ETF buyer in Q4 2023 was Morgan Stanley, an estimated $52.9M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q4 2023 was Ethos Financial Group, an estimated $6.35M sold.

Based on aggregated 13F filings for Q4 2023.