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First Trust US Equity Opportunities ETF

194 hedge funds and large institutions have $996M invested in First Trust US Equity Opportunities ETF in 2021 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 65 increasing their positions, 67 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 13

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

3% less repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 67

2% less funds holding

Funds holding: 197194 (-3)

4.06% less ownership

Funds ownership: 54.15%50.09% (-4.1%)

11% less capital invested

Capital invested by funds: $1.13B → $996M (-$129M)

Holders
194
Holders Change
-3
Holders Change %
-1.52%
% of All Funds
3.4%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
14
Increased
65
Reduced
67
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$186M -$30.1M -236,575 -14%
LPL Financial
2
LPL Financial
California
$93.4M -$2.35M -18,490 -2%
Bank of America
3
Bank of America
North Carolina
$64.9M -$2.27M -17,834 -3%
Wells Fargo
4
Wells Fargo
California
$59.4M -$2.93M -23,077 -5%
UBS Group
5
UBS Group
Switzerland
$57M -$11.6M -91,363 -17%
TCWA
6
Ten Capital Wealth Advisors
Washington
$29.7M +$1.24M +9,784 +4%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$27.8M -$676K -5,318 -2%
KAS
8
Kestra Advisory Services
Texas
$26.5M +$1.61M +12,644 +6%
RJA
9
Raymond James & Associates
Florida
$26.4M -$365K -2,876 -1%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$26.2M +$3.18K +25 +0%
Osaic Holdings
11
Osaic Holdings
Arizona
$23.5M +$700K +5,505 +3%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$23.2M +$552K +4,340 +2%
Ameriprise
13
Ameriprise
Minnesota
$22.9M +$1.69M +13,329 +8%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$22.4M +$1.87M +14,754 +9%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$17.2M +$190K +1,494 +1%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$16.6M +$845K +6,649 +5%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$12.3M +$826K +6,499 +7%
Stifel Financial
18
Stifel Financial
Missouri
$12M +$4.3M +33,829 +53%
HI
19
Harbour Investments
Wisconsin
$10.9M -$262K -2,060 -2%
AIP
20
Almanack Investment Partners
Pennsylvania
$9.55M +$9.01M +70,869 +1,091%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$8.41M -$63.2K -497 -0.7%
AWM
22
AE Wealth Management
Kansas
$7.01M -$39.4M -309,844 -84%
GSWM
23
Golden State Wealth Management
California
$6.96M -$125K -982 -2%
CA
24
Cetera Advisors
Colorado
$6.91M +$1.77M +13,895 +33%
DADC
25
D.A. Davidson & Co
Montana
$6.79M -$428K -3,371 -6%

FPX Hedge Fund Activity: Q3 2021 in Review

194 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust US Equity Opportunities ETF (FPX) for Q3 2021, worth a combined $996M — down 11% from $1.13B a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FPX positions and 13 closed out — a net gain of 1 holder — while 65 added to existing stakes and 67 trimmed.

The largest buyer was Almanack Investment Partners, adding an estimated $9.01M. The largest seller was AE Wealth Management, cutting an estimated $39.4M.

  • 194 institutional investors held First Trust US Equity Opportunities ETF (FPX) as of Q3 2021, down from 197 in Q2 2021.
  • Funds reported $996M of First Trust US Equity Opportunities ETF stock for Q3 2021, down 11% quarter-over-quarter.
  • 14 funds opened new First Trust US Equity Opportunities ETF positions in Q3 2021 and 13 closed out, a net change of +1 holder.
  • The largest First Trust US Equity Opportunities ETF buyer in Q3 2021 was Almanack Investment Partners, an estimated $9.01M added.
  • The largest First Trust US Equity Opportunities ETF seller in Q3 2021 was AE Wealth Management, an estimated $39.4M sold.

Based on aggregated 13F filings for Q3 2021.