New York Life Investment Management’s First Trust US Equity Opportunities ETF FPX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-60,916	Closed	-$2.8M	–	204
2014 Q1	$2.8M	Sell	60,916 -91,090	-60%	-$4.18M	0.59%	43
2013 Q4	$6.9M	Buy	152,006 +121,438	+397%	+$5.51M	1.72%	18
2013 Q3	$1.26M	Buy	+30,568	New	+$1.26M	0.39%	49