UBS’s First Trust US Equity Opportunities ETF FPX Stock Holding History

UBS’s Portfolio FPX Stock Details FPX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$10.9M	Buy	226,979 +21,428	+10%	+$1.04M	0.01%	1389
2014 Q2	$9.89M	Sell	205,551 -3,182	-2%	-$147K	0.01%	1385
2014 Q1	$9.58M	Buy	208,733 +69,673	+50%	+$3.21M	0.01%	1294
2013 Q4	$6.31M	Buy	139,060 +63,696	+85%	+$2.73M	0.01%	1647
2013 Q3	$3.11M	Buy	75,364 +73,189	+3,365%	+$2.87M	﹤0.01%	2148
2013 Q2	$78K	Buy	+2,175	New	+$78K	﹤0.01%	6193

Other funds holding FPX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Comerica Bank Dallas, Texas $25.1B AUM 24.68% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 16.21% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS's FPX Position: Q3 2014 in Review

UBS increased its First Trust US Equity Opportunities ETF (FPX) stake by 10% in Q3 2014, buying an estimated $1.04M and bringing the position to 226,979 shares worth $10.9M. The position accounts for 0.01% of the portfolio, ranked #1389.

UBS first reported a position in FPX in Q2 2013 and has held it in 6 quarters since. 63 funds tracked by Wall St. Rank hold FPX as of Q3 2014.

UBS held 226,979 shares of First Trust US Equity Opportunities ETF worth $10.9M as of Q3 2014.
UBS bought 21,428 First Trust US Equity Opportunities ETF shares in Q3 2014, an estimated $1.04M.
First Trust US Equity Opportunities ETF made up 0.01% of UBS's portfolio in Q3 2014, its #1389 holding.
UBS first reported a position in First Trust US Equity Opportunities ETF in Q2 2013 and has held it in 6 quarters since.
63 funds tracked by Wall St. Rank held First Trust US Equity Opportunities ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.