SIM

SSI Investment Management Portfolio holdings

AUM $1.28B

This Quarter Return

-1.17%

1 Year Return

+1.42%

3 Year Return

+4.21%

5 Year Return

+16.7%

10 Year Return

+21.86%

AUM

$1.28B

AUM Growth

-$56M (-4%)

Cap. Flow

+$9.37M

Cap. Flow % of AUM

0.73%

Top 10 Holdings %Top 10 Hldgs %

22.6%

Holding

299

New

Increased

Reduced

Closed

1	KKR.PRD KKR & Co. Inc. 6.25% Series D Mandatory Convertible Preferred Stock KKR.PRD	$13.1M
2	Invesco S&P 500 Equal Weight ETF RSP	$8.94M
3	iShares 7-10 Year Treasury Bond ETF IEF	$8.69M
4	iShares MSCI ACWI ex US ETF ACWX	$7.7M
5	Apollo Global Management Series A APO.PRA	$7.3M

1	iShares Core S&P 500 ETF IVV	$37.2M
2	iShares 0-5 Year High Yield Corporate Bond ETF SHYG	$9.1M
3	iShares Russell 2000 Value ETF IWN	$8.79M
4	PCG.PRX PG&E Corporation 6.000% Series A Mandatory Convertible Preferred Stock PCG.PRX	$4.89M
5	Vanguard Total International Stock ETF VXUS	$4.33M

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
51	51 Procter & Gamble PG $371B	$827K	0.06%	4,850 -2	-0%	-$341
52	52 UnitedHealth UNH $259B	$775K	0.06%	1,480	–	–
53	53 Visa V $678B	$774K	0.06%	2,208 -1	-0.1%	-$350
54	54 iShares Russell 1000 Value ETF IWD $63B	$756K	0.06%	4,020	–	–
55	55 Bank of America BAC $355B	$693K	0.05%	16,604 -2	-0%	-$83
56	56 Johnson & Johnson JNJ $404B	$680K	0.05%	4,102 -1	-0%	-$166
57	57 iShares 0-3 Month Treasury Bond ETF SGOV $51.4B	$663K	0.05%	6,587	–	–
58	58 Eli Lilly LLY $693B	$608K	0.05%	736	–	–
59	59 Tesla TSLA $1.07T	$569K	0.04%	2,194 -1	-0.1%	-$259
60	60 Mastercard MA $500B	$547K	0.04%	998	–	–
61	61 Intercontinental Exchange ICE $103B	$536K	0.04%	3,106 -1	-0%	-$173
62	62 Coca-Cola KO $300B	$509K	0.04%	7,101 -1	-0%	-$72
63	63 Oracle ORCL $669B	$504K	0.04%	3,602 -2	-0.1%	-$280
64	64 Abbott ABT $229B	$498K	0.04%	3,758 -2	-0.1%	-$265
65	65 Cisco CSCO $270B	$495K	0.04%	8,015 -1	-0%	-$62
66	66 Wells Fargo WFC $265B	$493K	0.04%	6,862 -3	-0%	-$215
67	67 AbbVie ABBV $331B	$491K	0.04%	2,342 -1	-0%	-$210
68	68 Union Pacific UNP $138B	$469K	0.04%	1,984 -1	-0.1%	-$236
69	69 McDonald's MCD $214B	$450K	0.04%	1,442 -1	-0.1%	-$312
70	70 Amgen AMGN $157B	$447K	0.03%	1,436 -1	-0.1%	-$312
71	71 KKR & Co KKR $122B	$427K	0.03%	3,695 -3	-0.1%	-$347
72	72 Home Depot HD $357B	$420K	0.03%	1,146	–	–
73	73 Eaton ETN $142B	$410K	0.03%	1,510 -1	-0.1%	-$272
74	74 Salesforce CRM $252B	$406K	0.03%	1,512 -1	-0.1%	-$268
75	75 Chevron CVX $306B	$388K	0.03%	2,322 -2	-0.1%	-$335