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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$174M +$3M +68,266 +2%
LPL Financial
2
LPL Financial
California
$140M +$64.6M +1,470,128 +82%
Morgan Stanley
3
Morgan Stanley
New York
$117M -$3.52M -80,113 -3%
AIM
4
Astor Investment Management
Illinois
$71.1M -$4.64M -105,633 -6%
Bank of America
5
Bank of America
North Carolina
$65.5M -$1.83M -41,688 -3%
UBS Group
6
UBS Group
Switzerland
$61.8M -$1.12M -25,374 -2%
ACM
7
Aviance Capital Management
Florida
$42.4M +$2.83M +64,381 +7%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$38.6M +$7.6M +172,923 +24%
AGA
9
Accuvest Global Advisors
Utah
$37.5M -$3.34M -75,860 -8%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$30.5M +$2.41M +54,892 +8%
HI
11
Horizon Investments
North Carolina
$25.3M +$626K +14,244 +2%
Ameriprise
12
Ameriprise
Minnesota
$23.9M -$239K -5,444 -1%
RJA
13
Raymond James & Associates
Florida
$21.3M +$793K +18,031 +4%
WP
14
WealthPLAN Partners
Nebraska
$21.3M +$56.4M +1,283,272 New
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$20.8M -$70.9K -1,613 -0.3%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$20.5M +$554K +12,596 +3%
AW
17
ACG Wealth
Georgia
$19.5M +$813K +18,485 +4%
SFWA
18
Summit Financial Wealth Advisors
Louisiana
$10.8M -$1.29M -29,266 -10%
Stifel Financial
19
Stifel Financial
Missouri
$8.23M +$376K +8,548 +5%
CS
20
Credit Suisse
Switzerland
$7.96M +$5.07M +115,242 +168%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$7.9M -$644K -14,638 -7%
FFS
22
Founders Financial Securities
Maryland
$7M -$326K -7,414 -4%
BTS
23
BB&T Securities
Virginia
$5.98M -$8.99M -204,406 -60%
HFS
24
HL Financial Services
Kentucky
$5.92M +$403K +9,166 +7%
FAAS
25
First Allied Advisory Services
California
$5.63M -$3.11M -70,661 -35%
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