Horizon Investments’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Horizon Investments’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-12,356	Closed	-$578K	–	169
2016 Q3	$578K	Sell	12,356 -594,590	-98%	-$27.7M	0.04%	71
2016 Q2	$27.3M	Buy	606,946 +57,044	+10%	+$2.54M	2.05%	12
2016 Q1	$24.5M	Sell	549,902 -35,259	-6%	-$1.47M	1.97%	12
2015 Q4	$25.3M	Buy	585,161 +14,244	+2%	+$626K	1.99%	11
2015 Q3	$23.9M	Buy	+570,917	New	+$25.4M	2.21%	11

Other funds holding FEX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

ACG Wealth Atlanta, Georgia $437M AUM 11.28% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Horizon Investments's FEX Position: Q4 2016 in Review

Horizon Investments sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q4 2016, closing a stake of 12,356 shares — an estimated $578K sold.

Horizon Investments first reported a position in FEX in Q3 2015 and held it in 5 quarters. The position peaked at $27.3M in Q2 2016. 107 funds tracked by Wall St. Rank hold FEX as of Q4 2016.

Horizon Investments reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q4 2016 after selling out during the quarter.
Horizon Investments sold 12,356 First Trust Large Cap Core AlphaDEX Fund shares in Q4 2016, an estimated $578K.
Horizon Investments first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q3 2015 and held it in 5 quarters.
Horizon Investments's First Trust Large Cap Core AlphaDEX Fund position peaked at $27.3M in Q2 2016.
107 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q4 2016.

Based on Horizon Investments's 13F filing for Q4 2016, filed 9 Feb 2017.