Founders Financial Securities’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Founders Financial Securities’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-168,889	Closed	-$7.61M	–	83
2016 Q2	$7.61M	Buy	168,889 +17,284	+11%	+$770K	3.49%	8
2016 Q1	$6.76M	Sell	151,605 -10,116	-6%	-$421K	3.18%	9
2015 Q4	$7M	Sell	161,721 -7,414	-4%	-$326K	3.25%	10
2015 Q3	$7.07M	Buy	+169,135	New	+$7.53M	3.5%	8

Other funds holding FEX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AGA

Accuvest Global Advisors Provo, Utah $107M AUM 6.41% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Founders Financial Securities's FEX Position: Q3 2016 in Review

Founders Financial Securities sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q3 2016, closing a stake of 168,889 shares — an estimated $7.61M sold.

Founders Financial Securities first reported a position in FEX in Q3 2015 and held it in 4 quarters. The position peaked at $7.61M in Q2 2016. 107 funds tracked by Wall St. Rank hold FEX as of Q3 2016.

Founders Financial Securities reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q3 2016 after selling out during the quarter.
Founders Financial Securities sold 168,889 First Trust Large Cap Core AlphaDEX Fund shares in Q3 2016, an estimated $7.61M.
Founders Financial Securities first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q3 2015 and held it in 4 quarters.
Founders Financial Securities's First Trust Large Cap Core AlphaDEX Fund position peaked at $7.61M in Q2 2016.
107 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q3 2016.

Based on Founders Financial Securities's 13F filing for Q3 2016, filed 7 Oct 2016.