Aviance Capital Management’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Aviance Capital Management’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-660	Closed	-$39K	–	225
2018 Q1	$39K	Sell	660 -22	-3%	-$1.32K	﹤0.01%	216
2017 Q4	$40K	Sell	682 -2,145	-76%	-$122K	﹤0.01%	237
2017 Q3	$155K	Sell	2,827 -3,161	-53%	-$170K	0.01%	184
2017 Q2	$318K	Sell	5,988 -2,111	-26%	-$111K	0.02%	159
2017 Q1	$418K	Sell	8,099 -6,150	-43%	-$313K	0.02%	159
2016 Q4	$695K	Sell	14,249 -790,155	-98%	-$37.6M	0.04%	144
2016 Q3	$37.6M	Sell	804,404 -9,486	-1%	-$442K	1.04%	23
2016 Q2	$36.7M	Sell	813,890 -10,049	-1%	-$448K	1.1%	25
2016 Q1	$36.8M	Sell	823,939 -157,133	-16%	-$6.54M	1.21%	20
2015 Q4	$42.4M	Buy	981,072 +64,381	+7%	+$2.83M	1.39%	17
2015 Q3	$38.3M	Buy	+916,691	New	+$40.8M	1.34%	18
2015 Q2	–	Sell	-379,865	Closed	-$17.7M	–	102
2015 Q1	$17.7M	Buy	379,865 +219,167	+136%	+$10.1M	0.65%	39
2014 Q4	$7.33M	Buy	160,698 +73,703	+85%	+$3.26M	0.26%	70
2014 Q3	$3.79M	Buy	86,995 +26,740	+44%	+$1.18M	0.15%	98
2014 Q2	$2.67M	Buy	60,255 +28,919	+92%	+$1.24M	0.11%	103
2014 Q1	$1.32M	Buy	+31,336	New	+$1.29M	0.07%	125

Other funds holding FEX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Suntrust Banks Atlanta, Georgia $19.2B AUM 0.83% 1-Year Est. Return

Aviance Capital Management's FEX Position: Q2 2018 in Review

Aviance Capital Management sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q2 2018, closing a stake of 660 shares — an estimated $39K sold.

Aviance Capital Management first reported a position in FEX in Q1 2014 and held it in 16 quarters. The position peaked at $42.4M in Q4 2015. 133 funds tracked by Wall St. Rank hold FEX as of Q2 2018.

Aviance Capital Management reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q2 2018 after selling out during the quarter.
Aviance Capital Management sold 660 First Trust Large Cap Core AlphaDEX Fund shares in Q2 2018, an estimated $39K.
Aviance Capital Management first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q1 2014 and held it in 16 quarters.
Aviance Capital Management's First Trust Large Cap Core AlphaDEX Fund position peaked at $42.4M in Q4 2015.
133 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q2 2018.

Based on Aviance Capital Management's 13F filing for Q2 2018, filed 9 Aug 2018.