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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$125M -$8.34M -140,053 -6%
LPL Financial
2
LPL Financial
California
$89.5M +$3.06M +51,482 +4%
Bank of America
3
Bank of America
North Carolina
$71.6M +$1.79M +30,024 +3%
UBS Group
4
UBS Group
Switzerland
$64.9M +$2.72M +45,651 +4%
Wells Fargo
5
Wells Fargo
California
$55.4M -$15.7M -263,958 -22%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$26.2M +$1.1M +18,558 +4%
RJA
7
Raymond James & Associates
Florida
$25.5M -$45.1K -758 -0.2%
AG
8
Advisor Group
Arizona
$23.5M -$47.1K -791 -0.2%
MML Investors Services
9
MML Investors Services
Massachusetts
$22.4M -$16.8K -283 -0.1%
SB
10
Suntrust Banks
Georgia
$16.8M +$827K +13,888 +5%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$16.1M -$294K -4,934 -2%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$16M +$843K +14,162 +6%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$16M +$20.1K +338 +0.1%
BS
14
Banco Santander
Spain
$14.7M +$1.69M +28,390 +13%
BTS
15
BB&T Securities
Virginia
$13.4M +$8.21M +137,903 +158%
AW
16
ACG Wealth
Georgia
$12.7M -$6.02M -101,135 -32%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$12.6M +$417K +7,013 +3%
HSA
18
HBK Sorce Advisory
Pennsylvania
$11.6M +$11.7M +195,919 New
HFS
19
HL Financial Services
Kentucky
$10.7M +$182K +3,055 +2%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$9.54M +$1.03M +17,329 +12%
BA
21
Ballew Advisors
Mississippi
$8.69M +$446K +7,494 +5%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$7.47M +$23.8K +400 +0.3%
SAM
23
Shamrock Asset Management
Texas
$6.71M -$19.6K -330 -0.3%
SIM
24
SSI Investment Management
California
$5.66M +$89.4K +1,501 +2%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$5.47M – – –
1
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