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First Trust Large Cap Core AlphaDEX Fund
FEX

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 125 M -USD 8.34 M -140,053 -6%
LPL Financial
2
LPL Financial
California
USD 89.5 M +USD 3.06 M +51,482 +4%
Bank of America
3
Bank of America
North Carolina
USD 71.6 M +USD 1.79 M +30,024 +3%
UBS Group
4
UBS Group
Switzerland
USD 64.9 M +USD 2.72 M +45,651 +4%
Wells Fargo
5
Wells Fargo
California
USD 55.4 M -USD 15.7 M -263,958 -22%
Raymond James Financial Services Advisors
6
Raymond James Financial Services Advisors
Florida
USD 26.2 M +USD 1.1 M +18,558 +4%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 25.5 M -USD 45.1 k -758 -0.2%
Advisor Group
8
Advisor Group
Arizona
USD 23.5 M -USD 47.1 k -791 -0.2%
MML Investors Services
9
MML Investors Services
Massachusetts
USD 22.4 M -USD 16.8 k -283 -0.1%
Suntrust Banks
10
Suntrust Banks
Georgia
USD 16.8 M +USD 827 k +13,888 +5%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
USD 16.1 M -USD 294 k -4,934 -2%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
USD 16 M +USD 843 k +14,162 +6%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
USD 16 M +USD 20.1 k +338 +0.1%
Banco Santander
14
Banco Santander
Spain
USD 14.7 M +USD 1.69 M +28,390 +13%
BB&T Securities
15
BB&T Securities
Virginia
USD 13.4 M +USD 8.21 M +137,903 +158%
ACG Wealth
16
ACG Wealth
Georgia
USD 12.7 M -USD 6.02 M -101,135 -32%
Baird Financial Group
17
Baird Financial Group
Wisconsin
USD 12.6 M +USD 417 k +7,013 +3%
HBK Sorce Advisory
18
HBK Sorce Advisory
Pennsylvania
USD 11.6 M +USD 11.7 M +195,919 Nuevas
HL Financial Services
19
HL Financial Services
Kentucky
USD 10.7 M +USD 182 k +3,055 +2%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
USD 9.5 M +USD 1.03 M +17,329 +12%
Ballew Advisors
21
Ballew Advisors
Mississippi
USD 8.69 M +USD 446 k +7,494 +5%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
USD 7.47 M +USD 23.8 k +400 +0.3%
SAM
23
Shamrock Asset Management
Texas
USD 6.71 M -USD 19.6 k -330 -0.3%
SSI Investment Management
24
SSI Investment Management
California
USD 5.66 M +USD 89.4 k +1,501 +2%
Ladenburg Thalmann Financial Services
25
Ladenburg Thalmann Financial Services
Florida
USD 5.47 M – – –
1
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