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First Trust Large Cap Core AlphaDEX Fund
FEX

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 125 M +USD 6.47 M +113,686 +6%
LPL Financial
2
LPL Financial
California
USD 80.3 M -USD 5.3 M -93,144 -6%
Wells Fargo
3
Wells Fargo
California
USD 76.3 M -USD 43.3 M -761,194 -37%
Bank of America
4
Bank of America
North Carolina
USD 68.2 M +USD 2.74 M +48,209 +4%
UBS Group
5
UBS Group
Switzerland
USD 59.4 M -USD 625 k -10,990 -1%
Advisor Group
6
Advisor Group
Arizona
USD 26.5 M +USD 462 k +8,125 +2%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 23.4 M +USD 425 k +7,469 +2%
MML Investors Services
8
MML Investors Services
Massachusetts
USD 22.3 M +USD 235 k +4,122 +1%
Raymond James Financial Services Advisors
9
Raymond James Financial Services Advisors
Florida
USD 21.5 M +USD 58.8 k +1,033 +0.3%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
USD 17.8 M -USD 2.99 M -52,498 -15%
ACG Wealth
11
ACG Wealth
Georgia
USD 17.3 M -USD 71.9 k -1,264 -0.4%
Suntrust Banks
12
Suntrust Banks
Georgia
USD 15.6 M +USD 694 k +12,204 +5%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
USD 15.3 M +USD 446 k +7,832 +3%
Banco Santander
14
Banco Santander
Spain
USD 13.1 M +USD 2.66 M +46,712 +26%
HBK Sorce Advisory
15
HBK Sorce Advisory
Pennsylvania
USD 12.6 M +USD 217 k +3,814 +2%
Baird Financial Group
16
Baird Financial Group
Wisconsin
USD 11.7 M +USD 357 k +6,268 +3%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
USD 10.6 M +USD 541 k +9,500 +6%
HL Financial Services
18
HL Financial Services
Kentucky
USD 10 M +USD 52.3 k +920 +0.5%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
USD 8.69 M -USD 356 k -6,262 -4%
Credit Suisse
20
Credit Suisse
Switzerland
USD 8.41 M +USD 7.35 M +129,109 +890%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
USD 8.23 M -USD 1.16 M -20,367 -13%
Ballew Advisors
22
Ballew Advisors
Mississippi
USD 7.54 M +USD 7.33 M +128,770 Nuevas
SAM
23
Shamrock Asset Management
Texas
USD 7.53 M -USD 25.7 k -451 -0.3%
Astor Investment Management
24
Astor Investment Management
Illinois
USD 6.62 M -USD 17.9 M -314,188 -74%
Global Financial Private Capital
25
Global Financial Private Capital
Florida
USD 6.17 M -USD 16.6 M -290,973 -73%
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