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First Trust Large Cap Core AlphaDEX Fund
FEX

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Wells Fargo
1
Wells Fargo
California
USD 110 M +USD 23.4 M +547,757 +28%
Morgan Stanley
2
Morgan Stanley
New York
USD 84.5 M +USD 4.89 M +114,490 +6%
Bank of America
3
Bank of America
North Carolina
USD 60.4 M +USD 17.7 M +415,352 +44%
Astor Investment Management
4
Astor Investment Management
Illinois
USD 55 M +USD 26.3 M +615,925 +99%
UBS
5
UBS
Switzerland
USD 54.4 M +USD 7.36 M +172,165 +16%
LPL Financial
6
LPL Financial
California
USD 46.5 M +USD 8.25 M +193,093 +23%
Dorsey Wright & Associates
7
Dorsey Wright & Associates
California
USD 29.8 M -USD 70.8 k -1,656 -0.2%
Arrow Investment Advisors
8
Arrow Investment Advisors
Maryland
USD 20.8 M -USD 224 k -5,250 -1%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
USD 17.2 M +USD 1.07 M +25,013 +7%
ACG Wealth
10
ACG Wealth
Georgia
USD 16.9 M -USD 5.63 M -131,646 -26%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
USD 13.2 M +USD 6.54 M +153,011 +105%
Raymond James & Associates
12
Raymond James & Associates
Florida
USD 12 M +USD 1.38 M +32,223 +14%
Baker Avenue Asset Management
13
Baker Avenue Asset Management
California
USD 7.06 M -USD 603 k -14,100 -8%
Thrivent Financial for Lutherans
14
Thrivent Financial for Lutherans
Minnesota
USD 6.57 M -USD 215 k -5,039 -3%
Goldman Sachs
15
Goldman Sachs
New York
USD 5.78 M +USD 5.58 M +130,511 Nuevas
Baird
16
Baird
Wisconsin
USD 5.52 M +USD 192 k +4,495 +4%
Jane Street
17
Jane Street
New York
USD 5.27 M +USD 1.62 M +37,907 +47%
HL Financial Services
18
HL Financial Services
Kentucky
USD 5.01 M +USD 64 k +1,497 +1%
Ameriprise
19
Ameriprise
Minnesota
USD 4.85 M +USD 840 k +19,654 +22%
Stifel Financial
20
Stifel Financial
Missouri
USD 4.42 M +USD 326 k +7,629 +8%
Cetera Advisors
21
Cetera Advisors
Colorado
USD 4.17 M +USD 431 k +10,086 +12%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
USD 3.19 M +USD 546 k +12,773 +22%
D.A. Davidson & Co
23
D.A. Davidson & Co
Montana
USD 3.05 M -USD 4.7 k -110 -0.2%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
USD 3.05 M +USD 803 k +18,801 +38%
First Allied Advisory Services
25
First Allied Advisory Services
California
USD 3 M +USD 1.08 M +25,318 +60%
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