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First Trust Large Cap Core AlphaDEX Fund
FEX

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 150 M +USD 31.9 M +531,072 +28%
LPL Financial
2
LPL Financial
California
USD 86.6 M -USD 4.35 M -72,251 -5%
UBS Group
3
UBS Group
Switzerland
USD 75.6 M +USD 471 k +7,832 +0.6%
Bank of America
4
Bank of America
North Carolina
USD 55.7 M -USD 7.93 M -131,748 -13%
Wells Fargo
5
Wells Fargo
California
USD 39.9 M -USD 6.25 M -103,912 -14%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
USD 28.6 M -USD 63.2 k -1,050 -0.2%
Raymond James & Associates
7
Raymond James & Associates
Florida
USD 27.9 M +USD 755 k +12,543 +3%
Baird Financial Group
8
Baird Financial Group
Wisconsin
USD 27.3 M +USD 11.8 M +195,949 +79%
Advisor Group
9
Advisor Group
Arizona
USD 26.7 M +USD 745 k +12,379 +3%
Raymond James Financial Services Advisors
10
Raymond James Financial Services Advisors
Florida
USD 26.2 M -USD 1.4 M -23,319 -5%
MML Investors Services
11
MML Investors Services
Massachusetts
USD 19.3 M +USD 1.83 M +30,390 +11%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
USD 16.5 M +USD 325 k +5,406 +2%
Suntrust Banks
13
Suntrust Banks
Georgia
USD 16.3 M +USD 206 k +3,425 +1%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
USD 15.7 M -USD 10.1 M -168,577 -40%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
USD 13.5 M +USD 1.7 M +28,200 +15%
HBK Sorce Advisory
16
HBK Sorce Advisory
Pennsylvania
USD 10.4 M -USD 245 k -4,072 -2%
Credit Suisse
17
Credit Suisse
Switzerland
USD 9.5 M +USD 8.33 M +138,425 +792%
Ballew Advisors
18
Ballew Advisors
Mississippi
USD 9.5 M +USD 283 k +4,708 +3%
Banco Santander
19
Banco Santander
Spain
USD 8.29 M -USD 149 k -2,469 -2%
ACG Wealth
20
ACG Wealth
Georgia
USD 8.19 M -USD 4.79 M -79,607 -37%
US Bancorp
21
US Bancorp
Minnesota
USD 6.75 M +USD 2.82 M +46,808 +74%
Ladenburg Thalmann Financial Services
22
Ladenburg Thalmann Financial Services
Florida
USD 5.69 M +USD 552 k +9,176 +11%
Cypress Wealth Services
23
Cypress Wealth Services
California
USD 5.17 M +USD 271 k +4,501 +6%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
USD 5.01 M +USD 95.2 k +1,582 +2%
BB&T Securities
25
BB&T Securities
Virginia
USD 4.76 M -USD 138 k -2,291 -3%
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