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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$110M +$23.4M +547,757 +28%
Morgan Stanley
2
Morgan Stanley
New York
$84.5M +$4.89M +114,490 +6%
Bank of America
3
Bank of America
North Carolina
$60.4M +$17.7M +415,352 +44%
AIM
4
Astor Investment Management
Illinois
$55M +$26.3M +615,925 +99%
U
5
UBS
Switzerland
$54.4M +$7.36M +172,165 +16%
LPL Financial
6
LPL Financial
California
$46.5M +$8.25M +193,093 +23%
DWA
7
Dorsey Wright & Associates
California
$29.8M -$70.8K -1,656 -0.2%
AIA
8
Arrow Investment Advisors
Maryland
$20.8M -$224K -5,250 -1%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$17.2M +$1.07M +25,013 +7%
AW
10
ACG Wealth
Georgia
$16.9M -$5.63M -131,646 -26%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$13.2M +$6.54M +153,011 +105%
RJA
12
Raymond James & Associates
Florida
$12M +$1.38M +32,223 +14%
BAAM
13
Baker Avenue Asset Management
California
$7.07M -$603K -14,100 -8%
Thrivent Financial for Lutherans
14
Thrivent Financial for Lutherans
Minnesota
$6.57M -$215K -5,039 -3%
Goldman Sachs
15
Goldman Sachs
New York
$5.78M +$5.58M +130,511 New
B
16
Baird
Wisconsin
$5.52M +$192K +4,495 +4%
Jane Street
17
Jane Street
New York
$5.27M +$1.62M +37,907 +47%
HFS
18
HL Financial Services
Kentucky
$5.01M +$64K +1,497 +1%
Ameriprise
19
Ameriprise
Minnesota
$4.85M +$840K +19,654 +22%
Stifel Financial
20
Stifel Financial
Missouri
$4.42M +$326K +7,629 +8%
CA
21
Cetera Advisors
Colorado
$4.17M +$431K +10,086 +12%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$3.19M +$546K +12,773 +22%
DADC
23
D.A. Davidson & Co
Montana
$3.05M -$4.7K -110 -0.2%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$3.05M +$803K +18,801 +38%
FAAS
25
First Allied Advisory Services
California
$3M +$1.08M +25,318 +60%
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