Baker Avenue Asset Management’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Baker Avenue Asset Management’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-28,070	Closed	-$1.83M	–	209
2019 Q4	$1.83M	Hold	28,070	–	–	0.13%	117
2019 Q3	$1.71M	Hold	28,070	–	–	0.14%	102
2019 Q2	$1.72M	Hold	28,070	–	–	0.14%	101
2019 Q1	$1.67M	Sell	28,070 -560	-2%	-$32.2K	0.14%	103
2018 Q4	$1.49M	Sell	28,630 -1,850	-6%	-$105K	0.15%	106
2018 Q3	$1.9M	Sell	30,480 -1,400	-4%	-$86.2K	0.16%	100
2018 Q2	$1.89M	Sell	31,880 -1,770	-5%	-$105K	0.16%	99
2018 Q1	$1.97M	Hold	33,650	–	–	0.18%	94
2017 Q4	$1.97M	Hold	33,650	–	–	0.19%	91
2017 Q3	$1.85M	Sell	33,650 -590	-2%	-$31.7K	0.21%	87
2017 Q2	$1.82M	Hold	34,240	–	–	0.24%	80
2017 Q1	$1.77M	Sell	34,240 -2,400	-7%	-$122K	0.24%	76
2016 Q4	$1.79M	Buy	36,640 +400	+1%	+$19K	0.25%	74
2016 Q3	$1.69M	Sell	36,240 -460	-1%	-$21.4K	0.24%	83
2016 Q2	$1.65M	Buy	36,700 +141	+0.4%	+$6.28K	0.25%	84
2016 Q1	$1.63M	Sell	36,559 -6,490	-15%	-$270K	0.25%	72
2015 Q4	$1.86M	Sell	43,049 -3,239	-7%	-$142K	0.27%	75
2015 Q3	$1.94M	Buy	46,288 +1	+0%	+$45	0.34%	64
2015 Q2	$2.12M	Sell	46,287 -18,889	-29%	-$887K	0.28%	94
2015 Q1	$3.04M	Sell	65,176 -27,559	-30%	-$1.27M	0.4%	81
2014 Q4	$4.23M	Sell	92,735 -61,244	-40%	-$2.71M	0.59%	41
2014 Q3	$6.7M	Sell	153,979 -5,433	-3%	-$240K	0.94%	19
2014 Q2	$7.07M	Sell	159,412 -14,100	-8%	-$603K	1.02%	19
2014 Q1	$7.22M	Sell	173,512 -22,025	-11%	-$904K	1.21%	18
2013 Q4	$8.06M	Sell	195,537 -7,553	-4%	-$298K	1.55%	14
2013 Q3	$7.62M	Sell	203,090 -29,153	-13%	-$1.08M	1.6%	10
2013 Q2	$8.18M	Buy	+232,243	New	+$8.14M	2.01%	12

Other funds holding FEX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Baker Avenue Asset Management's FEX Position: Q1 2020 in Review

Baker Avenue Asset Management sold out of First Trust Large Cap Core AlphaDEX Fund (FEX) in Q1 2020, closing a stake of 28,070 shares — an estimated $1.83M sold.

Baker Avenue Asset Management first reported a position in FEX in Q2 2013 and held it in 27 quarters. The position peaked at $8.18M in Q2 2013. 136 funds tracked by Wall St. Rank hold FEX as of Q1 2020.

Baker Avenue Asset Management reported no remaining First Trust Large Cap Core AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
Baker Avenue Asset Management sold 28,070 First Trust Large Cap Core AlphaDEX Fund shares in Q1 2020, an estimated $1.83M.
Baker Avenue Asset Management first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q2 2013 and held it in 27 quarters.
Baker Avenue Asset Management's First Trust Large Cap Core AlphaDEX Fund position peaked at $8.18M in Q2 2013.
136 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q1 2020.

Based on Baker Avenue Asset Management's 13F filing for Q1 2020, filed 14 May 2020.