Baird’s First Trust Large Cap Core AlphaDEX Fund FEX Stock Holding History

Baird’s Portfolio FEX Stock Details FEX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	$6.34M	Sell	136,131 -5,420	-4%	-$250K	0.06%	294
2014 Q4	$6.46M	Buy	141,551 +13,712	+11%	+$607K	0.07%	287
2014 Q3	$5.56M	Buy	127,839 +3,216	+3%	+$142K	0.08%	232
2014 Q2	$5.52M	Buy	124,623 +4,495	+4%	+$192K	0.08%	235
2014 Q1	$5.06M	Buy	120,128 +23,586	+24%	+$968K	0.07%	265
2013 Q4	$3.98M	Buy	96,542 +73,522	+319%	+$2.9M	0.07%	304
2013 Q3	$863K	Buy	23,020 +1,526	+7%	+$56.5K	0.02%	627
2013 Q2	$757K	Buy	+21,494	New	+$754K	0.02%	636

Other funds holding FEX

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

AGA

Accuvest Global Advisors Provo, Utah $107M AUM 6.41% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

AIA

Arrow Investment Advisors Laurel, Maryland $93.9M AUM 10.95% 1-Year Est. Return

Baird's FEX Position: Q1 2015 in Review

Baird reduced its First Trust Large Cap Core AlphaDEX Fund (FEX) stake by 3.8% in Q1 2015, selling an estimated $250K and leaving 136,131 shares worth $6.34M. The position accounts for 0.06% of the portfolio, ranked #294.

Baird first reported a position in FEX in Q2 2013 and has held it in 8 quarters since. The position peaked at $6.46M in Q4 2014. 99 funds tracked by Wall St. Rank hold FEX as of Q1 2015.

Baird held 136,131 shares of First Trust Large Cap Core AlphaDEX Fund worth $6.34M as of Q1 2015.
Baird sold 5,420 First Trust Large Cap Core AlphaDEX Fund shares in Q1 2015, an estimated $250K.
First Trust Large Cap Core AlphaDEX Fund made up 0.06% of Baird's portfolio in Q1 2015, its #294 holding.
Baird first reported a position in First Trust Large Cap Core AlphaDEX Fund in Q2 2013 and has held it in 8 quarters since.
Baird's First Trust Large Cap Core AlphaDEX Fund position peaked at $6.46M in Q4 2014.
99 funds tracked by Wall St. Rank held First Trust Large Cap Core AlphaDEX Fund as of Q1 2015.

Based on Baird's 13F filing for Q1 2015, filed 13 May 2015.