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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$101M -$32.7M -390,860 -26%
LPL Financial
2
LPL Financial
California
$70.3M -$629K -7,522 -1%
Wells Fargo
3
Wells Fargo
California
$46M +$7.93M +94,813 +23%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$42.2M +$1.08M +12,886 +3%
UBS Group
5
UBS Group
Switzerland
$23.4M +$1.46M +17,447 +7%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$18.5M +$1.69M +20,187 +11%
Bank of America
7
Bank of America
North Carolina
$17.4M -$174K -2,075 -1%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$17.3M +$1.1M +13,138 +7%
SOS
9
Silver Oak Securities
Tennessee
$15.7M -$1.74M -20,837 -11%
Truist Financial
10
Truist Financial
North Carolina
$15.6M -$286K -3,416 -2%
HSA
11
HBK Sorce Advisory
Pennsylvania
$14.9M +$600K +7,169 +5%
Osaic Holdings
12
Osaic Holdings
Arizona
$13.6M -$2.76M -33,039 -18%
WP
13
WealthSource Partners
California
$13.3M -$93.9K -1,123 -0.8%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$12.8M -$1.35M -16,112 -10%
KAS
15
Kestra Advisory Services
Texas
$12.7M +$744K +8,891 +7%
RJA
16
Raymond James & Associates
Florida
$11.1M -$2.34M -27,925 -18%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$9.11M -$931K -11,138 -10%
PAG
18
Private Advisor Group
New Jersey
$9.02M +$498K +5,949 +6%
TCM
19
Triumph Capital Management
Colorado
$6.36M +$178K +2,130 +3%
GVAG
20
Great Valley Advisor Group
Delaware
$6.16M -$202K -2,410 -3%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$6.09M -$975K -11,655 -15%
SB
22
Strategic Blueprint
Georgia
$5.73M +$956K +11,437 +22%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$5.71M -$148K -1,771 -3%
US Bancorp
24
US Bancorp
Minnesota
$5.41M +$5.44K +65 +0.1%
CPIG
25
Chicago Partners Investment Group
Illinois
$5.1M +$148K +1,774 +3%
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