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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$48.4M +$11.6M +313,234 +32%
Wells Fargo
2
Wells Fargo
California
$46.2M +$8.71M +235,270 +24%
LPL Financial
3
LPL Financial
California
$26M +$4.64M +125,379 +23%
DWA
4
Dorsey Wright & Associates
California
$22.2M -$13.6M -367,189 -38%
Bank of America
5
Bank of America
North Carolina
$21.4M +$3.15M +85,063 +18%
AW
6
ACG Wealth
Georgia
$18.7M +$2.22M +59,928 +14%
AIA
7
Arrow Investment Advisors
Maryland
$14.1M +$696K +18,800 +5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$10.8M +$6.07M +163,986 +131%
U
9
UBS
Switzerland
$10.5M -$1.09M -29,315 -10%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$8.86M +$7.74M +209,115 +770%
BAAM
11
Baker Avenue Asset Management
California
$7.62M -$1.08M -29,153 -13%
Thrivent Financial for Lutherans
12
Thrivent Financial for Lutherans
Minnesota
$7.21M +$91K +2,460 +1%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$5.51M +$5.44M +146,898 New
RJA
14
Raymond James & Associates
Florida
$4.53M +$419K +11,318 +10%
HFS
15
HL Financial Services
Kentucky
$4.13M -$170K -4,592 -4%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$3M -$43.4K -1,173 -1%
SNC
17
Stifel Nicolaus & Co
Missouri
$2.59M +$703K +19,007 +38%
JP Morgan Chase
18
JP Morgan Chase
New York
$2.48M -$387K -10,461 -14%
Ameriprise
19
Ameriprise
Minnesota
$2.42M +$664K +17,938 +38%
CA
20
Cetera Advisors
Colorado
$2.38M +$1.52K +41 +0.1%
DADC
21
D.A. Davidson & Co
Montana
$1.99M -$28.7K -775 -1%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.7M -$165K -4,451 -9%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$1.5M -$10.5M -283,030 -88%
WA
24
WFG Advisors
Texas
$1.27M +$256K +6,929 +26%
AGA
25
Accuvest Global Advisors
Utah
$1.26M -$370K -10,010 -23%
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