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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$88.2M +$754K +12,592 +0.7%
LPL Financial
2
LPL Financial
California
$56.8M -$5.47M -91,375 -7%
Bank of America
3
Bank of America
North Carolina
$37.2M -$1.75M -29,224 -4%
UBS Group
4
UBS Group
Switzerland
$32.9M -$32.1M -535,652 -44%
RJA
5
Raymond James & Associates
Florida
$20.1M -$445K -7,423 -2%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$19.7M -$4.22M -70,446 -15%
Wells Fargo
7
Wells Fargo
California
$19.2M -$8.72M -145,460 -27%
Osaic Holdings
8
Osaic Holdings
Arizona
$17.2M +$21.6M +360,284 New
Baird Financial Group
9
Baird Financial Group
Wisconsin
$13.8M -$9.35M -156,081 -35%
Truist Financial
10
Truist Financial
North Carolina
$13.1M -$3.16M -52,802 -16%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$11.7M -$7.25M -120,998 -33%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$9.22M -$1.31M -21,925 -10%
MML Investors Services
13
MML Investors Services
Massachusetts
$7.76M -$3.67M -61,317 -27%
FWM
14
Frontier Wealth Management
Missouri
$6.26M +$5.42M +90,381 +220%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$5.7M -$4.04M -67,417 -36%
BS
16
Banco Santander
Spain
$5.49M -$44.6K -745 -0.6%
HSA
17
HBK Sorce Advisory
Pennsylvania
$4.34M +$49K +818 +0.9%
Citadel Advisors
18
Citadel Advisors
Florida
$3.96M +$4.37M +72,945 +721%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$3.86M -$2.07M -34,553 -30%
CS
20
Credit Suisse
Switzerland
$3.72M -$7.35M -122,726 -61%
Stifel Financial
21
Stifel Financial
Missouri
$3.66M +$133K +2,215 +3%
AW
22
ACG Wealth
Georgia
$3.47M -$462K -7,705 -10%
PAG
23
Private Advisor Group
New Jersey
$3.22M -$493K -8,235 -11%
US Bancorp
24
US Bancorp
Minnesota
$3.05M -$40.7K -680 -1%
First Trust Advisors
25
First Trust Advisors
Illinois
$3.03M +$3.81M +63,673 New
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