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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$65.2M +$11.6M +294,236 +23%
Wells Fargo
2
Wells Fargo
California
$60.6M +$9.46M +239,714 +19%
LPL Financial
3
LPL Financial
California
$44.9M +$16.2M +410,204 +60%
Bank of America
4
Bank of America
North Carolina
$32.7M +$8.79M +222,738 +39%
DWA
5
Dorsey Wright & Associates
California
$26.1M +$2.24M +56,826 +10%
AW
6
ACG Wealth
Georgia
$20.6M +$36.7K +929 +0.2%
AIA
7
Arrow Investment Advisors
Maryland
$18.5M +$2.14M +54,150 +14%
U
8
UBS
Switzerland
$13.6M +$2.02M +51,066 +18%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$13.6M +$1.63M +41,405 +14%
RJA
10
Raymond James & Associates
Florida
$9.66M +$4.48M +113,630 +94%
BAAM
11
Baker Avenue Asset Management
California
$8.06M -$298K -7,553 -4%
Thrivent Financial for Lutherans
12
Thrivent Financial for Lutherans
Minnesota
$7.11M -$770K -19,521 -10%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$6.72M +$637K +16,132 +11%
LPT
14
Legacy Private Trust
Wisconsin
$5.25M +$5.03M +127,432 New
HFS
15
HL Financial Services
Kentucky
$4.6M +$65.8K +1,667 +2%
B
16
Baird
Wisconsin
$3.98M +$2.9M +73,522 +319%
JP Morgan Chase
17
JP Morgan Chase
New York
$2.85M +$123K +3,116 +5%
CA
18
Cetera Advisors
Colorado
$2.81M +$180K +4,561 +7%
Ameriprise
19
Ameriprise
Minnesota
$2.76M +$92K +2,332 +4%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$2.57M -$697K -17,649 -22%
DADC
21
D.A. Davidson & Co
Montana
$2.43M +$237K +6,002 +11%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.93M +$57.5K +1,458 +3%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$1.65M +$592 +15 +0%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$1.52M -$7.87M -199,377 -84%
OC
25
Oppenheimer & Co
New York
$1.45M +$380K +9,629 +38%
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