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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$131M -$2.56M -21,829 -2%
LPL Financial
2
LPL Financial
California
$118M -$1.35M -11,480 -1%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$60.2M -$274K -2,338 -0.5%
Wells Fargo
4
Wells Fargo
California
$59.7M -$14.8K -126 -0%
Raymond James Financial
5
Raymond James Financial
Florida
$36.3M +$3.2M +27,345 +10%
Bank of America
6
Bank of America
North Carolina
$27M -$117K -998 -0.4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$26.7M +$6.33M +53,976 +31%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$25.4M -$295K -2,513 -1%
UBS Group
9
UBS Group
Switzerland
$23.8M -$358K -3,052 -1%
HSA
10
HBK Sorce Advisory
Pennsylvania
$22.8M -$559K -4,766 -3%
Truist Financial
11
Truist Financial
North Carolina
$20.8M +$566K +4,826 +3%
Osaic Holdings
12
Osaic Holdings
Arizona
$19.2M -$7.11M -60,690 -27%
SOS
13
Silver Oak Securities
Tennessee
$16.3M -$2.2M -18,811 -12%
BW
14
BIP Wealth
Georgia
$15.7M +$15.6M +132,719 New
CWA
15
Crusonia Wealth Advisors
Colorado
$15.7M +$15.5M +132,087 New
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$13.6M -$1.05K -9 -0%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$12.5M +$2.13M +18,172 +21%
PAG
18
Private Advisor Group
New Jersey
$11.1M +$155K +1,319 +1%
US Bancorp
19
US Bancorp
Minnesota
$9.36M +$916K +7,813 +11%
KWM
20
Kingsview Wealth Management
Oregon
$7.58M -$811K -6,923 -10%
GVAG
21
Great Valley Advisor Group
Delaware
$7.32M -$119K -1,016 -2%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$7.15M +$465K +3,967 +7%
CPIG
23
Chicago Partners Investment Group
Illinois
$6.75M -$62.8K -536 -1%
P
24
&Partners
Tennessee
$6.7M +$226K +1,926 +4%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$6.62M -$684K -5,834 -9%
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