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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$110M -$4.65M -53,159 -4%
LPL Financial
2
LPL Financial
California
$72.8M -$159K -1,816 -0.2%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$37.1M +$735K +8,405 +2%
UBS Group
4
UBS Group
Switzerland
$31.9M +$461K +5,270 +1%
Wells Fargo
5
Wells Fargo
California
$27.7M +$560K +6,403 +2%
Bank of America
6
Bank of America
North Carolina
$24M -$283K -3,230 -1%
Truist Financial
7
Truist Financial
North Carolina
$20.1M +$420K +4,799 +2%
Osaic Holdings
8
Osaic Holdings
Arizona
$17.2M -$84.9K -970 -0.5%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$15.8M -$730K -8,341 -4%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$15.5M +$411K +4,694 +3%
RJA
11
Raymond James & Associates
Florida
$15.2M +$250K +2,857 +2%
HSA
12
HBK Sorce Advisory
Pennsylvania
$12.2M +$59K +674 +0.5%
WP
13
WealthSource Partners
California
$8.67M +$425K +4,853 +5%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$8.34M -$130K -1,484 -1%
UWM
15
USAdvisors Wealth Management
Minnesota
$7.84M +$848K +9,689 +12%
SPC
16
Sigma Planning Corp
Michigan
$7.74M -$2.33M -26,672 -23%
GIA
17
Gladstone Institutional Advisory
Florida
$7.24M -$127K -1,457 -2%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$6.77M +$217K +2,483 +3%
JP Morgan Chase
19
JP Morgan Chase
New York
$5.62M +$6.3K +72 +0.1%
GVAG
20
Great Valley Advisor Group
Delaware
$5.43M -$517K -5,905 -8%
PAG
21
Private Advisor Group
New Jersey
$5.24M +$25.2K +288 +0.5%
US Bancorp
22
US Bancorp
Minnesota
$5.22M -$47.3K -540 -0.9%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$5.21M -$142K -1,619 -3%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$5.01M +$963 +11 +0%
Rockefeller Capital Management
25
Rockefeller Capital Management
New York
$4.21M +$44.6K +510 +1%
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