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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$35.1M +$35M +996,894 New
Morgan Stanley
2
Morgan Stanley
New York
$34.4M +$34.2M +976,147 New
DWA
3
Dorsey Wright & Associates
California
$33.8M +$33.5M +956,079 New
LPL Financial
4
LPL Financial
California
$19.5M +$19.4M +553,972 New
Bank of America
5
Bank of America
North Carolina
$17.1M +$17M +485,482 New
AW
6
ACG Wealth
Georgia
$15.5M +$15.4M +439,853 New
AIA
7
Arrow Investment Advisors
Maryland
$13.2M +$13.1M +374,850 New
RJFSA
8
Raymond James Financial Services Advisors
Florida
$11.4M +$11.3M +323,051 New
U
9
UBS
Switzerland
$10.9M +$10.8M +308,434 New
BAAM
10
Baker Avenue Asset Management
California
$8.18M +$8.14M +232,243 New
Thrivent Financial for Lutherans
11
Thrivent Financial for Lutherans
Minnesota
$6.68M +$6.65M +189,610 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$4.39M +$4.37M +124,768 New
HFS
13
HL Financial Services
Kentucky
$4.03M +$4.02M +114,572 New
RJA
14
Raymond James & Associates
Florida
$3.85M +$3.84M +109,469 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$2.86M +$2.85M +81,211 New
JP Morgan Chase
16
JP Morgan Chase
New York
$2.69M +$2.68M +76,546 New
CA
17
Cetera Advisors
Colorado
$2.24M +$2.23M +63,495 New
DADC
18
D.A. Davidson & Co
Montana
$1.9M +$1.89M +53,866 New
SNC
19
Stifel Nicolaus & Co
Missouri
$1.76M +$1.75M +49,988 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.75M +$1.74M +49,726 New
Ameriprise
21
Ameriprise
Minnesota
$1.63M +$1.64M +46,645 New
AGA
22
Accuvest Global Advisors
Utah
$1.53M +$1.53M +43,500 New
BTS
23
BB&T Securities
Virginia
$1.21M +$1.2M +34,291 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$1.17M +$1.16M +33,175 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$956K +$952K +27,165 New
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