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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$110M -$2.75M -31,545 -2%
LPL Financial
2
LPL Financial
California
$75.4M -$1.88M -21,602 -2%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$40.5M +$1.02M +11,658 +3%
Wells Fargo
4
Wells Fargo
California
$33.4M -$990K -11,355 -3%
UBS Group
5
UBS Group
Switzerland
$28.2M -$727K -8,337 -3%
WA
6
Win Advisors
Florida
$27.3M +$27M +309,297 New
Bank of America
7
Bank of America
North Carolina
$24.9M +$209K +2,400 +0.9%
SOS
8
Silver Oak Securities
Tennessee
$19.5M +$19.5M +223,036 New
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$17.4M +$60.6K +695 +0.4%
RJA
10
Raymond James & Associates
Florida
$16.6M +$1.27M +14,589 +8%
Truist Financial
11
Truist Financial
North Carolina
$16.3M -$1.3M -14,924 -7%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$15.6M -$1.09M -12,495 -7%
Osaic Holdings
13
Osaic Holdings
Arizona
$14.7M -$3.21M -36,797 -20%
HSA
14
HBK Sorce Advisory
Pennsylvania
$12M -$370K -4,244 -3%
Rockefeller Capital Management
15
Rockefeller Capital Management
New York
$10M +$3.32M +38,111 +51%
WP
16
WealthSource Partners
California
$10M +$1.01M +11,611 +11%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$7.69M -$755K -8,658 -9%
UWM
18
USAdvisors Wealth Management
Minnesota
$7.41M -$781K -8,952 -10%
CF
19
Centaurus Financial
California
$6.34M +$5.84M +66,933 +1,368%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$6.33M +$305K +3,500 +5%
GVAG
21
Great Valley Advisor Group
Delaware
$5.72M -$131K -1,501 -2%
PAG
22
Private Advisor Group
New Jersey
$5.61M -$63.6K -729 -1%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$5.47M +$357K +4,093 +7%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$4.9M +$190K +2,179 +4%
AWM
25
AE Wealth Management
Kansas
$4.73M +$204K +2,341 +5%
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