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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$194M +$14.3M +304,766 +8%
Morgan Stanley
2
Morgan Stanley
New York
$148M -$11.4M -243,108 -7%
UBS Group
3
UBS Group
Switzerland
$89.4M -$11.2M -238,692 -11%
Bank of America
4
Bank of America
North Carolina
$81.6M -$6.04M -128,476 -7%
AIM
5
Astor Investment Management
Illinois
$77.8M +$6.25M +132,978 +8%
LPL Financial
6
LPL Financial
California
$77M -$777K -16,548 -1%
AGA
7
Accuvest Global Advisors
Utah
$39M +$7.39M +157,250 +23%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$29.6M +$2.49M +52,950 +9%
RJA
9
Raymond James & Associates
Florida
$23.3M +$2.9M +61,762 +14%
AIA
10
Arrow Investment Advisors
Maryland
$23.2M +$345K +7,345 +1%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$21.4M -$1.04M -22,201 -5%
AW
12
ACG Wealth
Georgia
$21.2M +$1.17M +24,929 +6%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$20M +$2.8M +59,635 +16%
Ameriprise
14
Ameriprise
Minnesota
$16.5M +$9.44M +201,040 +126%
BTS
15
BB&T Securities
Virginia
$14.1M +$962K +20,477 +7%
WP
16
WealthPLAN Partners
Nebraska
$13.7M +$3.46M +73,716 +33%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$11M +$8.69M +185,032 +332%
FAAS
18
First Allied Advisory Services
California
$10.7M -$550K -11,713 -5%
Stifel Financial
19
Stifel Financial
Missouri
$9.3M +$1.02M +21,687 +12%
Jane Street
20
Jane Street
New York
$9.02M +$5.13M +109,192 +125%
SIM
21
SSI Investment Management
California
$8.48M +$8.69M +185,048 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$8.26M +$440K +9,371 +5%
DWA
23
Dorsey Wright & Associates
California
$8.2M -$893K -19,003 -10%
HFS
24
HL Financial Services
Kentucky
$6.72M +$641K +13,654 +10%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$6.65M +$6.82M +145,155 New
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