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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$125M +$18.2M +169,267 +16%
LPL Financial
2
LPL Financial
California
$99.8M +$17.8M +166,302 +21%
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$53.1M +$656K +6,114 +1%
Wells Fargo
4
Wells Fargo
California
$48.9M -$36.5K -340 -0.1%
Raymond James Financial
5
Raymond James Financial
Florida
$30M +$30.9M +287,954 New
Bank of America
6
Bank of America
North Carolina
$23.5M -$514K -4,790 -2%
UBS Group
7
UBS Group
Switzerland
$23.1M -$1.49M -13,925 -6%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$21.7M +$110K +1,030 +0.5%
HSA
9
HBK Sorce Advisory
Pennsylvania
$18.4M -$240K -2,237 -1%
Osaic Holdings
10
Osaic Holdings
Arizona
$17.9M -$561K -5,229 -3%
Truist Financial
11
Truist Financial
North Carolina
$17M -$128K -1,190 -0.7%
AIA
12
AssuredPartners Investment Advisors
Florida
$15.7M +$16.1M +150,474 New
SOS
13
Silver Oak Securities
Tennessee
$15M -$265K -2,474 -2%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$14M -$1.32M -12,313 -8%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$10.7M +$504K +4,697 +5%
SB
16
Strategic Blueprint
Georgia
$10.1M +$590K +5,498 +6%
PAG
17
Private Advisor Group
New Jersey
$9.6M -$184K -1,716 -2%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$9.29M -$97K -904 -1%
KWM
19
Kingsview Wealth Management
Oregon
$9.1M -$1.14M -10,622 -11%
TCM
20
Triumph Capital Management
Colorado
$8.57M +$14.7K +137 +0.2%
GVAG
21
Great Valley Advisor Group
Delaware
$6.78M -$165K -1,542 -2%
US Bancorp
22
US Bancorp
Minnesota
$6.61M +$16.6K +155 +0.2%
CAS
23
Coppell Advisory Solutions
Texas
$6.46M -$73.1K -682 -1%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$6.12M -$17.3K -161 -0.3%
CPIG
25
Chicago Partners Investment Group
Illinois
$5.99M +$5.36K +50 +0.1%
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