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First Trust Large Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$88.3M -$6.24M -99,329 -7%
LPL Financial
2
LPL Financial
California
$57.6M -$4.44M -70,693 -7%
Wells Fargo
3
Wells Fargo
California
$28.7M -$1.12M -17,874 -4%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$27.5M +$2.29M +36,485 +9%
Bank of America
5
Bank of America
North Carolina
$27M +$113K +1,793 +0.4%
UBS Group
6
UBS Group
Switzerland
$26M -$3.24M -51,631 -11%
RJA
7
Raymond James & Associates
Florida
$15.7M -$1.24M -19,676 -7%
Osaic Holdings
8
Osaic Holdings
Arizona
$15.7M -$4.33M -68,976 -22%
Truist Financial
9
Truist Financial
North Carolina
$14.8M -$802K -12,768 -5%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$12.8M -$1.12M -17,831 -8%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$12.7M +$739K +11,773 +6%
HSA
12
HBK Sorce Advisory
Pennsylvania
$9.57M +$1.65M +26,252 +21%
FWM
13
Frontier Wealth Management
Missouri
$8.17M -$146K -2,330 -2%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$7.01M +$477K +7,602 +7%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$6.92M -$2.51M -39,997 -27%
First Trust Advisors
16
First Trust Advisors
Illinois
$4.39M +$4.36M +69,468 New
GVAG
17
Great Valley Advisor Group
Delaware
$4.16M +$260K +4,135 +7%
US Bancorp
18
US Bancorp
Minnesota
$4.12M -$111K -1,774 -3%
PAG
19
Private Advisor Group
New Jersey
$4.1M -$15K -239 -0.4%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$3.63M -$23.2K -370 -0.6%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$3.34M -$1.53M -24,290 -32%
JP Morgan Chase
22
JP Morgan Chase
New York
$3.34M +$1M +15,976 +43%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$2.77M +$236K +3,765 +9%
CP
24
Camelot Portfolios
Ohio
$2.7M +$1.29M +20,593 +93%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$2.12M -$280K -4,454 -12%