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First Trust Large Cap Core AlphaDEX Fund
FEX

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$121M +$12.7M +287,865 +12%
Morgan Stanley
2
Morgan Stanley
New York
$107M +$24.5M +553,223 +29%
Bank of America
3
Bank of America
North Carolina
$66.7M +$7.52M +170,028 +12%
U
4
UBS
Switzerland
$65M +$11.8M +266,123 +22%
LPL Financial
5
LPL Financial
California
$61.2M +$16.8M +379,780 +36%
AIM
6
Astor Investment Management
Illinois
$58M +$4.08M +92,237 +7%
DWA
7
Dorsey Wright & Associates
California
$29.4M +$211K +4,777 +0.7%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$23.8M +$21.1M +477,998 +694%
AIA
9
Arrow Investment Advisors
Maryland
$20.7M +$226K +5,100 +1%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$17.5M +$598K +13,514 +3%
AW
11
ACG Wealth
Georgia
$17M +$488K +11,042 +3%
RJA
12
Raymond James & Associates
Florida
$15.8M +$4.06M +91,794 +34%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$15.2M +$2.21M +49,881 +17%
AGA
14
Accuvest Global Advisors
Utah
$13.2M +$12.9M +292,560 +2,851%
FAAS
15
First Allied Advisory Services
California
$9.55M +$6.72M +151,836 +224%
LPT
16
Legacy Private Trust
Wisconsin
$8.38M +$5.97M +134,887 +234%
BAAM
17
Baker Avenue Asset Management
California
$6.7M -$240K -5,433 -3%
Thrivent Financial for Lutherans
18
Thrivent Financial for Lutherans
Minnesota
$6.23M -$179K -4,050 -3%
B
19
Baird
Wisconsin
$5.56M +$142K +3,216 +3%
HFS
20
HL Financial Services
Kentucky
$5.1M +$188K +4,260 +4%
PI
21
Placemark Investments
Illinois
$5.09M +$2.19M +49,582 +74%
Stifel Financial
22
Stifel Financial
Missouri
$4.55M +$208K +4,712 +5%
CA
23
Cetera Advisors
Colorado
$4.42M +$332K +7,514 +8%
JP Morgan Chase
24
JP Morgan Chase
New York
$4.35M +$1.79M +40,522 +68%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$3.84M +$3.91M +88,357 New
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